01/21/2026 | Press release | Distributed by Public on 01/21/2026 15:29
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2))
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[X]
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material Under Rule 14a-12
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THE AEGIS FUNDS
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(Name of Registrant as Specified in Its Charter)
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(Name of Persons(s) Filing Proxy Statement, if Other Than the Registrant)
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Payment of Filing Fee (Check the appropriate box):
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[X]
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No fee required.
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which transaction applies:
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(2)
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Aggregate number of securities to which transaction applies:
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(3)
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
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(4)
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Proposed maximum aggregate value of transaction:
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(5)
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Total fee paid:
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Fee paid previously with preliminary materials:
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.
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(1)
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Amount previously paid:
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(2)
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Form, Schedule or Registration Statement No.:
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(3)
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Filing Party:
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(4)
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Date Filed:
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Sincerely,
/s/ Scott L. Barbee
Scott L. Barbee
President
The Aegis Funds
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Election of Three Trustees: |
A Proposal to elect three Trustees of the Trust, each such Trustee to serve for a term of indefinite duration and until his successor is duly elected and qualifies.
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By Order of the Board of Trustees,
/s/ Justin P. Harrison
Justin P. Harrison
Secretary and Treasurer
The Aegis Funds
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Page
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Introduction
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1
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Election of Trustees
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2
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Reasons for the Election of Trustees
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2
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Information about the Board and Nominees
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2
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Independent Registered Public Accounting Firm
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6
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Proxy Voting and Shareholder Meetings
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7
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Other Information
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8
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Officer Information
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8
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Stock Ownership
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8
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Information as to the Fund's Investment Adviser and Administration
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8
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Submission of Proposals for Next Meeting of Shareholders
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9
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Other Matters
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9
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Reports to Shareholders
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9
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Appendix A - Additional Information About Trustees/Nominees
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A-1
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Appendix B - Nominating and Corporate Governance Committee Charter
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B-1
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Appendix C - Share Ownership
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C-1
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1. |
The election of three Trustees of the Trust, each such Trustee to serve for a term of indefinite duration and until his successor is duly elected and qualifies.
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Name, Address#
and Year of Birth |
Years of Service*
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Principal
Occupation(s) During Past 5 Years |
Number of
Portfolios in
Fund Complex
Overseen by
Trustee
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Other
Directorships Held
by Trustee |
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Jordan F. Nasir
Born: 1969
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Since February 2018
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Fund Manager of Mizuho Gulf Capital Partners (a private equity firm) since September 2017.
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1
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Board Member,
Mizuho Gulf Capital Partners, Ltd. (Dubai-incorporated investment management company) 2017 -
present; Board Member, Gulf Japan Food Fund (a private equity fund) 2017 - present
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Andrew R. Bacas
Born: 1958
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Since August 2016
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President of Jefferson Management Consultants, Inc. (a commercial real estate investment and advisory firm) since 2006.
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1
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None.
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Brant Imperatore
Born: 1971
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Not applicable
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Partner of Mindset, LLC (government affairs and advisory firm)
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1
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None.
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Name, Address*
and Year of Birth |
Years of Service**
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Principal
Occupation(s) During Past 5 Years |
Number of
Portfolios in
Fund Complex
Overseen by
Trustee
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Other Directorships
Held by Trustee
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INDEPENDENT
TRUSTEE+
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Eskander Matta#
Born: 1970
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Since 2003
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Chief Executive Officer of Tasharina Corporation (an eCommerce business
services firm) since 2012.
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1
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None
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Andrew R. Bacas
Born: 1958
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Since 2016
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President of Jefferson Management Consultants, Inc. (a commercial real estate investment and advisory firm) since 2006.
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1
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None
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Jordan F. Nasir++
Born: 1969
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Since 2018
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Fund Manager of Mizuho Gulf Capital Partners (a private equity firm) since
September 2017
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1
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Board Member,
Mizuho Gulf Capital Partners, Ltd. (Dubai-incorporated
investment
management
company) 2017 -
present; Board
Member, Gulf Japan Food Fund (a private equity fund) 2017 -
present
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Name, Address*
and Year of Birth |
Years of Service**
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Principal
Occupation(s) During Past 5 Years |
Number of
Portfolios in
Fund Complex
Overseen by
Trustee
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Other Directorships
Held by Trustee
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INTERESTED TRUSTEE+++
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Scott L. Barbee#
Born: 1971
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Since 2003
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President of Aegis Financial Corporation
since 2009.
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1
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Director of Donald
Smith & Co. (SEC-registered investment
adviser) since 2014;
Director of The
Barbee Family
Foundation since
2012; Director of
The Donald & Paula Smith Family
Foundation since
2014.
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*
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The address for each of the Trustees is 6862 Elm Street, Suite 830, McLean, VA 22101.
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**
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"Years of Service" refers to the total number of years served as a Trustee.
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#
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Trustee has been elected by shareholders and is not standing for election at this Meeting.
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The Independent Trustees are those Trustees that are not considered "interested persons" of the Trust, as that term is defined in the 1940 Act.
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++
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Although, Messrs. Bacas and Nasir serve as Trustees currently, shareholder approval is being sought with respect to their services to facilitate compliance with Section 16 of the 1940 Act, which, among other things, specifies the minimum percentage of trustees that must have been approved by shareholders.
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+++ |
Mr. Barbee is considered to be an "interested person" of the Trust because of his affiliation with Aegis Financial Corporation ("AFC"), the Fund's investment adviser. Mr. David A. Giannini served as an Interested Trustee until December 20, 2025.
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Audit Fees
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Audit-
Related Fees
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Tax
Fees
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All Fees for Non-Audit
Services Provided to
the Fund, AFC and
Service Affiliates
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2023
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$20,000
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$0
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$4,000
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$4,000
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2024
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$21,100
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$0
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$5,000
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$5,000
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Name, Year of Birth and Address*
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Position(s) and Year Elected
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Principal Occupation During the Past 5 Years
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Scott L. Barbee
Born: 1971
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President since 2009; Trustee since 2003; Treasurer from 2003-2008; and Secretary from 2006-2008.
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See bio above.
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Justin P. Harrison
Born: 1973
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Chief Compliance Officer, Treasurer and Secretary since 2018.
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Chief Operating Officer and Chief Compliance Officer of AFC since 2018.
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By Order of the Board of Trustees,
/s/ Scott L. Barbee
Scott L. Barbee
President
The Aegis Funds
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Dollar Range of Equity Securities in the Fund
as of the Record Date |
Aggregate Dollar Range of Equity
Securities in the Aegis Fund Complex
as of the Record Date
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Scott L. Barbee
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over $100,000
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over $100,000
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Eskander Matta
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over $100,000
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over $100,000
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Andrew R. Bacas*
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over $100,000
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over $100,000
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Jordan F. Nasir*
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None
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None
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Brant Imperatore**
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None
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None
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| * |
Nominee and Trustee.
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Nominee.
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Name of Trustee
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Compensation from
the Fund during its Fiscal Year ended in 2025* |
Compensation
from the Aegis Fund Complex, including the Fund, during 2025 |
Number of Investment
Companies in the Aegis Fund
Complex, including the
Fund, as to which the Director
is a Director or Trustee
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Number of Investment Portfolios
within the Aegis Fund Complex,
including the Fund, as to which the
Director is a Director or Trustee
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Scott L. Barbee
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$0
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$0
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1
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1
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Eskander Matta
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$4,500
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$4,500
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1
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1
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Andrew R. Bacas
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$4,500
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$4,500
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1
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1
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Jordan F. Nasir
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$0
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$0
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1
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1
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David A. Giannini**
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$2,000
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$2,000
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1
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1
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Name and Address
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Type of Ownership
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Amount of Ownership
of Fund
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% of Ownership
of Fund
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Charles Schwab & Co., Inc.
Special Custody A/C FBO Customers
Attn: Mutual Funds
211 Main Street
San Francisco, CA 94105-1901
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Record
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5,690,124
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31.64%
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National Financial Services LLC
499 Washington Boulevard, 4th FL
Jersey City, NJ 07310-2010
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Record
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3,880,992
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21.58%
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Pershing LLC
1 Pershing Plz, 14 FL
Jersey City, NJ 07399-0002
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Record
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2,324,276
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12.92%
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Scott L. Barbee
6862 Elm Street, Suite 830
McLean, VA 22101
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Beneficial
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1,428,869
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7.90%
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LPL Financial Services
9785 Towne Center Drive
San Diego, CA 92121-1968
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Record
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1,176,229
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6.54%
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