03/04/2026 | Press release | Distributed by Public on 03/04/2026 19:06
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Bellows Clive 50 SOUTH LA SALLE ST CHICAGO, IL 60603 |
Co-President Asset Servicing | |||
| David A. Serna, Attorney-in-Fact for Clive Bellows | 03/04/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes 32,763 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| (2) | Reflects 662 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,267 previously reported stock units. The remaining 605 shares were distributed to the reporting person as shares of common stock. |
| (3) | Reflects 2,454 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,703 previously reported stock units. The remaining 2,249 shares were distributed to the reporting person as shares of common stock. |
| (4) | Includes 28,060 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |