03/12/2026 | Press release | Distributed by Public on 03/12/2026 14:48
| Delaware | 35-2593276 | |||||||
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(State or other jurisdiction of
Incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Large accelerated filer
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☐ |
Accelerated filer
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☒ | ||||||||||||||
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Non-accelerated filer
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☐ |
Smaller reporting company
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☒ | ||||||||||||||
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Emerging growth company
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☐ | ||||||||||||||||
| Item 8. | Exhibits | |||||||||||||||||||
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Exhibit
Number
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Description
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| 4.1 | ||||||||||||||||||||
| 4.2 | ||||||||||||||||||||
| 4.3 | ||||||||||||||||||||
| 5.1* |
Opinion of Latham & Watkins LLP
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| 23.1* |
Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm
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| 23.2* |
Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm
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| 23.3* | Consent of Latham & Watkins LLP (included in Exhibit 5.1) | |||||||||||||||||||
| 24.1* | Power of Attorney (included on signature page) | |||||||||||||||||||
| 99.1 | ||||||||||||||||||||
| 99.1.1 | ||||||||||||||||||||
| 99.1.2 | ||||||||||||||||||||
| 99.1.3 | ||||||||||||||||||||
| 99.1.4 | ||||||||||||||||||||
| 99.1.5 | ||||||||||||||||||||
| 99.1.6 | ||||||||||||||||||||
| 99.1.7 |
Form of Performance Stock Unit Award Agreement under the Funko, Inc. 2019 Incentive Award Plan (incorporated by reference to Exhibit 10.33 to the Company's Annual Report on Form 10-K (File No. 001-38274), filed on March 1, 2023)
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| 99.1.8 |
Form of Performance Stock Unit Award Agreement for UK Employees under the Funko, Inc. 2019 Incentive Award Plan (incorporated by reference to Exhibit 10.34 to the Company's Annual Report on Form 10-K (File No. 001-38274), filed on March 1, 2023)
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| 99.2 | ||||||||||||||||||||
| 99.2.1* |
Amendment No. 1 to Funko, Inc. 2024 Inducement Award Plan
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| 99.2.2 | ||||||||||||||||||||
| 99.2.3 | ||||||||||||||||||||
| 107.1* |
Filing Fee Table
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| * | Filed herewith. | |||||||||||||||||||
| By: | /s/ Yves Le Pendeven | |||||||
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Yves Le Pendeven | |||||||
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Chief Financial Officer | |||||||
| Signature | Title | Date | ||||||||||||
| /s/ Josh Simon |
Chief Executive Officer and Director
(Principal Executive Officer)
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March 12, 2026
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| Josh Simon | ||||||||||||||
| /s/ Yves Le Pendeven |
Chief Financial Officer
(Principal Financial and Accounting Officer)
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March 12, 2026
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| Yves Le Pendeven | ||||||||||||||
| /s/ Charles Denson | Chairman of the Board and Director |
March 12, 2026
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| Charles Denson | ||||||||||||||
| /s/ Reed Duchscher | Director |
March 12, 2026
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| Reed Duchscher | ||||||||||||||
| /s/ Trevor Edwards | Director |
March 12, 2026
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| Trevor Edwards | ||||||||||||||
| /s/ Jason Harinstein | Director |
March 12, 2026
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| Jason Harinstein | ||||||||||||||
| /s/ Diane Irvine | Director |
March 12, 2026
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| Diane Irvine | ||||||||||||||
| /s/ Jesse Jacobs | Director |
March 12, 2026
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| Jesse Jacobs | ||||||||||||||
| /s/ Michael Kerns | Director |
March 12, 2026
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| Michael Kerns | ||||||||||||||
| /s/ Sarah Kirshbaum Levy | Director |
March 12, 2026
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| Sarah Kirshbaum Levy | ||||||||||||||