02/17/2026 | Press release | Distributed by Public on 02/17/2026 20:33
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Option (Right to Buy) | 01/25/2025 | 01/24/2031 | Common Stock | 2,000 | $2.44 | D | |
| Stock Option (Right to Buy) | 09/01/2025 | 08/31/2031 | Common Stock | 3,000 | $2.44 | D | |
| Stock Option (Right to Buy) | 02/01/2026 | 01/31/2032 | Common Stock | 13,000 | $2.44 | D | |
| Stock Option (Right to Buy) | (1) | 01/31/2033 | Common Stock | 6,500 | $4.87 | D | |
| Stock Option (Right to Buy) | (2) | 04/02/2033 | Common Stock | 17,500 | $3.49 | D | |
| Stock Option (Right to Buy) | (3) | 01/31/2034 | Common Stock | 51,000 | $15.25 | D | |
| Stock Option (Right to Buy) | (4) | 02/27/2035 | Common Stock | 45,000 | $4.37 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Austin Sasha Lu C/O OLEMA PHARMACEUTICALS, INC. 780 BRANNAN STREET SAN FRANCISCO, CA 94103 |
VP of Finance and Controller | |||
| /s/ Shawnte Mitchell, Attorney-in-Fact | 02/17/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | 25% of the shares subject to the option vested on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. |
| (2) | The shares underlying the option shall vest monthly over a four-year period commencing on April 3, 2023, with 1/48 of the shares vesting on the one-month anniversary of April 3, 2023 and the remainder of the shares vesting in equal installments on each one-month anniversary date thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. |
| (3) | 25% of the shares subject to the option vested on February 1, 2025 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date |
| (4) | 25% of the shares subject to the option vest on February 28, 2026 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. |