Beta Technologies Inc.

11/03/2025 | Press release | Distributed by Public on 11/03/2025 18:46

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Clark Kyle
2. Date of Event Requiring Statement (Month/Day/Year)
11/03/2025
3. Issuer Name and Ticker or Trading Symbol
BETA Technologies, Inc. [BETA]
(Last) (First) (Middle)
C/O BETA TECHNOLOGIES, INC., 1150 AIRPORT DRIVE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
See Remarks
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
SOUTH BURLINGTON, VT 05403
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A common stock 240,583(1) D
Class A common stock 5,719,837 I By The Kyle B. Clark Irrevocable Trust-2020(2)
Class A common stock 1,624,907 I By the Katie S. Clark Irrevocable Trust
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (3) 12/01/2028 Class A common stock 72,235 $17.2382 D
Employee Stock Option (4) 12/01/2033 Class A common stock 725,411 $17.2382 D
Employee Stock Option (5) 02/17/2030 Class A common stock 797,646 $17.2382 D
Class B common stock (6) (6) Class A common stock 3,787,319 (6) D
Class B common stock (6) (6) Class A common stock 4,714,165 (6) I By The Kyle B. Clark Irrevocable Trust-2020(2)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Clark Kyle
C/O BETA TECHNOLOGIES, INC.
1150 AIRPORT DRIVE
SOUTH BURLINGTON, VT 05403
X See Remarks

Signatures

/s/ Brian Dunkiel, as attorney-in-fact 11/03/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The reported shares of Class A common stock ("Class A Shares"), and all amounts of the securities reflected in this Statement, give effect to the Issuer's 6.381168-for-1 stock split effected in connection with the Issuer's initial public offering.
(2) The Reporting Person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.
(3) The reported options were granted on December 1, 2023 and commenced vesting on December 15, 2023 in five installments of (i) 20% on each of the first four anniversaries of December 31, 2023, and (ii) the final 20% on June 15, 2028, and will be fully vested on June 15, 2028.
(4) The reported options were granted on December 1, 2023 and commenced vesting on December 15, 2023, in four installments of (i) 10% on the first anniversary of the vesting commencement date, (ii) 20% on the second anniversary of the vesting commencement date; (iii) 30% on the third anniversary of the vesting commencement date and (iv) 40% on the fourth anniversary of the vesting commencement date, and will be fully vested on December 15, 2027.
(5) The reported options were granted on February 18, 2025 and commenced vesting on January 1, 2025, in four installments of (i) 10% on the first anniversary of the vesting commencement date, (ii) 20% on the second anniversary of the vesting commencement date; (iii) 30% on the third anniversary of the vesting commencement date and (iv) 40% on the fourth anniversary of the vesting commencement date, and will be fully vested on January 1, 2029.
(6) The Reported Securities are convertible on a 1-for-1 basis into Class A Shares and have no expiration date.

Remarks:
Chief Executive Officer and President;
Exhibit 24.1 - Power of Attorney
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Beta Technologies Inc. published this content on November 03, 2025, and is solely responsible for the information contained herein. Distributed via Edgar on November 04, 2025 at 00:46 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]