Cemtrex Inc.

06/04/2025 | Press release | Distributed by Public on 06/04/2025 15:05

Amendment to Current Report (Form 8-K/A)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K/A

(Amendment No. 1)

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): June 3, 2025

Cemtrex Inc.

(Exact name of registrant as specified in its charter)

Delaware 001-37464 30-0399914

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

135 Fell Court

Hauppauge, NY

11788
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: (631) 756-9116

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4I under the Exchange Act (17 CFR 240.13I(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading symbol Name of each exchange on which registered
Common Stock CETX NasdaqCapital Market

CURRENT REPORT ON FORM 8-K

Cemtrex, Inc.

Item 8.01 Other Events.

As previously reported on a Current Report on Form 8-K filed by Cemtrex, Inc. (the "Company") with the U.S. Securities and Exchange Commission on May 29, 2025, on May 28, 2025, the Company entered into an underwriting agreement (the "Underwriting Agreement") with Aegis Capital Corp. (the "Underwriter"), pursuant to which the Company agreed to sell to the Underwriter, in a firm commitment public offering (the "Offering"), 1,250,000 shares of the Company's common stock, par value $0.001 per share (the "Firm Shares"), for a public offering price of $1.00 per share. The Company also granted the Underwriter a 45-day over-allotment option to purchase up to 187,500 shares of the Company's common stock (the "Option Shares").

On June 2, 2025, the Underwriter fully exercised option, and on June 3, 2025, the Company closed the offering of the Option Shares to the Underwriter, for aggregate gross proceeds of approximately $187,500 less applicable underwriter discounts and other offering fees and expenses.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit Number Exhibit Title
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CEMTREX, INC.
Date: June 4, 2025 By: /s/ Saagar Govil
Saagar Govil
Chairman, President, and Chief Executive Officer
3
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