07/29/2026 | Press release | Distributed by Public on 07/29/2026 12:38
|
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
|||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Cash Exercise Stakeholder Warrants (ASPSZ) (Right to Buy) | $ 0 | 07/27/2026 | S | 35,619(1) | 07/25/2025 | 04/02/2029 | Common Stock | 7,235.2875(2) | $0.2977(3) | 107,140 | D | ||||
| Cash Exercise Stakeholder Warrants (ASPSZ) (Right to Buy) | $ 0 | 07/28/2026 | S | 38,452(1) | 07/25/2025 | 04/02/2029 | Common Stock | 7,810.7548(2) | $0.2743(4) | 68,688 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
MORETTINI JOSEPH L 1375 PORTMARNOCK DRIVE ALPHARETTA, GA 30005 |
X | |||
| /s/ Teresa L. Szupello, Attorney-in-Fact | 07/29/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Reflects an open market sale of Altisource Portfolio Solutions S.A. ("ASPS") Cash Exercise Stakeholder Warrants (ASPSZ). |
| (2) | Each Cash Exercise Stakeholder Warrant is exercisable into 0.20313 shares of ASPS Common Stock. |
| (3) | Reflects an open market sale of 35,619 ASPS Cash Exercise Stakeholder Warrants in multiple transactions at prices ranging from $0.29 to $0.32 per warrant, resulting in a weighted average sale price of $0.2977 per warrant. The reporting person undertakes to provide full information regarding the number of warrants sold at each separate price upon request by the SEC staff or a security holder of the issuer. |
| (4) | Reflects an open market sale of 38,452 ASPS Cash Exercise Stakeholder Warrants in multiple transactions at prices ranging from $0.26 to $0.30 per warrant, resulting in a weighted average sale price of $0.2743 per warrant. The reporting person undertakes to provide full information regarding the number of warrants sold at each separate price upon request by the SEC staff or a security holder of the issuer. |