NTI - Northern Technologies International Corporation

09/09/2026 | Press release | Distributed by Public on 09/09/2026 19:06

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Haglund Brian James
2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2026
3. Issuer Name and Ticker or Trading Symbol
NORTHERN TECHNOLOGIES INTERNATIONAL CORP [NTIC]
(Last) (First) (Middle)
4201 WOODLAND ROAD, POST OFFICE BOX 69
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Operating Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
CIRCLE PINES, MN 55014
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 1,589.26 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 08/31/2030 Common Stock 21,370 $8.24 D
Stock Option (right to buy) (1) 08/31/2031 Common Stock 7,753 $16.97 D
Stock Option (right to buy) (1) 08/31/2032 Common Stock 17,684 $11.38 D
Stock Option (right to buy) (1) 08/31/2033 Common Stock 18,383 $13.25 D
Stock Option (right to buy) (2) 08/31/2034 Common Stock 19,988 $13.26 D
Stock Option (right to buy) (3) 08/31/2035 Common Stock 21,027 $7.42 D
Stock Option (right to buy) (4) 08/31/2036 Common Stock 21,137 $8.08 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Haglund Brian James
4201 WOODLAND ROAD, POST OFFICE BOX 69
CIRCLE PINES, MN 55014
Chief Operating Officer

Signatures

/s/ Matthew C. Wolsfeld-Attorney-in-fact 09/09/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This option has fully vested.
(2) This option has vested with respect to 13,324 shares and will vest with respect to the remaining shares on September 1, 2027.
(3) This option has vested with respect to 7,009 shares and will vest with respect to 7,009 shares on each of September 1, 2027 and September 1, 2028.
(4) This option vests with respect to 7,045 shares on September 1, 2027 and with respect to 7,046 shares on each of September 1, 2028 and September 1, 2029.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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