05/07/2025 | Press release | Distributed by Public on 05/07/2025 19:39
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy Common Stock) | $5.9 | 05/04/2025 | A | 1,000 | (1) | 05/04/2035 | Common Stock | 1,000 | $ 0 | 1,000 | D | ||||
Option (Right to Buy Common Stock) | $5.9 | 05/04/2025 | A | 11,330 | (2) | 05/04/2035 | Common Stock | 11,330 | $ 0 | 11,330 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Breslauer David Nate C/O BOLT PROJECTS HOLDINGS, INC. 2261 MARKET STREET, SUITE 5447 SAN FRANCISCO, CA 94114 |
X | CHIEF TECHNOLOGY OFFICER |
/s/ Paul Joseph Slattery, Attorney-in-Fact for David Nate Breslauer | 05/07/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option is fully vested and exercisable. |
(2) | The option vests and becomes exercisable as to one-twelfth (1/12th) of the shares of the Issuer's common stock subject to the option on each quarterly anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. |
Remarks: On April 21, 2025, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Stock Split"). The share counts herein have been adjusted to reflect the Reverse Stock Split. |