06/02/2026 | Press release | Distributed by Public on 06/02/2026 16:51
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Options(1) | $1.77 | 06/01/2026 | A | 450,277 | 06/01/2026 | 06/01/2031 | Common Stock | 450,277 | $ 0 (2) | 450,281(3) | I | By Northstrive Companies Inc.(4) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Braeden Lichti C/O PMGC HOLDINGS INC. 120 NEWPORT CENTER DRIVE NEWPORT BEACH, CA 92660 |
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| /s/ Braeden Lichti | 06/02/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The options were granted to Northstrive Companies Inc., an entity wholly owned by Braeden Lichti, on June 1, 2026, under the Company's 2025 Equity Incentive Plan, as amended, These are is non-statutory stock options, which are 100% vested and immediately exercisable as of the grant date. |
| (2) | The options were granted as partial consideration for services provided to the Company through Northstrive Companies Inc. |
| (3) | Includes (i) 2 shares of common stock, par value $0.0001 per share ("Common Stock") underlying options previously granted to Mr. Lichti, held by Northstrive Companies Inc., (ii) 2 shares of Common Stock underlying warrants previously issued to Mr. Lichti and held by BWL Investments Ltd, and (iii) 450,277 shares of Common Stock underlying the options reported in this Form 4. |
| (4) | Northstrive Companies Inc. is a California corporation wholly owned by Braeden Lichti. |