Barfresh Food Group Inc.

01/17/2025 | Press release | Distributed by Public on 01/17/2025 18:54

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
Ortiz-Cochet Isabelle
2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [BRFH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2 ALLEE DE LONGCHAMP
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2025
(Street)
SURESNES, I0 92150
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option $2.51 01/16/2025 A 11,574 (1) 01/16/2033 Common Stock 11,574 (2) 11,574 D
Stock option $4.37 07/12/2024 07/12/2032 Common Stock 6,710 6,710 D
Stock option $1.45 01/12/2024 01/12/2032 Common Stock 20,886 20,886 D
Stock option $1.50 07/17/2023 07/17/2031 Common Stock 19,577 19,577 D
Stock option $1.65 01/13/2023 01/13/2031 Common Stock 18,968 18,968 D
Stock option $5.09 07/15/2022 07/15/2030 Common Stock 6,258 6,258 D
Stock option $5.25 02/17/2022 02/17/2030 Common Stock 6,106 6,106 D
Stock option $6.37 12/10/2021 12/10/2029 Common Stock 5,115 5,115 D
Stock option $5.46 05/07/2021 05/07/2029 Common Stock 5,724 5,724 D
Stock option $8.45 01/15/2019 01/15/2027 Common Stock 4,132 4,132 D
Stock option $6.11 07/15/2019 07/15/2027 Common Stock 3,724 3,724 D
Stock option $4.55 01/15/2020 01/15/2028 Common Stock 7,453 7,453 D
Stock option $4.42 07/15/2020 07/15/2028 Common Stock 7,882 7,882 D
Stock option $10.01 01/17/2017 12/31/2026 Common Stock 2,585 2,585 D
Stock option $10.27 07/17/2017 12/31/2026 Common Stock 2,684 2,684 D
Stock option $6.50 01/16/2018 12/31/2026 Common Stock 3,410 3,410 D
Stock option $7.80 07/16/2018 12/31/2026 Common Stock 4,541 4,541 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ortiz-Cochet Isabelle
2 ALLEE DE LONGCHAMP
SURESNES, I0 92150
X

Signatures

/s/ Isabelle Ortiz-Cochet 01/17/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Option vests the day prior to the 2025 annual stockholders meeting.
(2) Stock option granted as non-employee director board compensation.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.