Indivior Pharmaceuticals Inc.

11/04/2026 | Press release | Distributed by Public on 11/04/2026 17:04

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Barlow Carrolee
2. Issuer Name and Ticker or Trading Symbol
Supernus, Inc. [SUPN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SUPERNUS, INC., 9715 KEY WEST AVENUE
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026
(Street)
ROCKVILLE, MD 20850
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/02/2026 J(1) 41,652 A $ 0 (1) 41,652 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 11/02/2026 J(2) 4,603 02/18/2027(3) (3) Common Stock 4,603 $ 0 4,603 D
Director Stock Option (right to buy) $37.76 11/02/2026 J(2) 15,729 06/27/2019 06/27/2028 Common Stock 15,729 $ 0 15,729 D
Director Stock Option (right to buy) $23.87 11/02/2026 J(2) 19,138 02/22/2020 02/22/2029 Common Stock 19,138 $ 0 19,138 D
Director Stock Option (right to buy) $15.58 11/02/2026 J(2) 14,330 02/21/2021 02/21/2030 Common Stock 14,330 $ 0 14,330 D
Director Stock Option (right to buy) $19.23 11/02/2026 J(2) 11,342 02/19/2022 02/19/2031 Common Stock 11,342 $ 0 11,342 D
Director Stock Option (right to buy) $20.91 11/02/2026 J(2) 10,545 02/22/2023 02/22/2032 Common Stock 10,545 $ 0 10,545 D
Director Stock Option (right to buy) $25.07 11/02/2026 J(2) 9,691 02/23/2024 02/23/2033 Common Stock 9,691 $ 0 9,691 D
Director Stock Option (right to buy) $18.15 11/02/2026 J(2) 12,708 02/22/2025 02/22/2034 Common Stock 12,708 $ 0 12,708 D
Director Stock Option (right to buy) $21.77 11/02/2026 J(2) 11,236 02/19/2026 02/19/2035 Common Stock 11,236 $ 0 11,236 D
Director Stock Option (right to buy) $32.6 11/02/2026 J(2) 7,665 02/18/2027 02/18/2036 Common Stock 7,665 $ 0 7,665 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Barlow Carrolee
C/O SUPERNUS, INC., 9715 KEY WEST AVENUE
ROCKVILLE, MD 20850
X

Signatures

/s/ Timothy C. Dec, as attorney-in-fact 11/04/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Pursuant to the Agreement and Plan of Merger, dated as of August 1, 2026, by and among Indivior Pharmaceuticals, Inc. ("Indivior"), Artemis Merger Sub Inc. and Supernus Pharmaceuticals, Inc. ("Supernus Pharmaceuticals"), at the effective time of the merger on 11/2/26, Artemis Merger Sub Inc. merged with and into Supernus Pharmaceuticals, with Supernus Pharmaceuticals surviving as a wholly-owned subsidiary of Indivior. At the effective time, each outstanding share of Supernus Pharmaceuticals common stock was cancelled and automatically converted into the right to receive 1.5401 shares of Indivior common stock. In connection with the merger, Indivior changed its name to "Supernus, Inc." The reporting person's shares of Supernus Pharmaceuticals common stock were disposed of, and the shares of Supernus, Inc. common stock received in exchange were acquired, pursuant to the merger. The reporting person received no cash consideration other than cash in lieu of a fractional share.
(2) Pursuant to the Agreement and Plan of Merger, dated as of August 1, 2026, by and among Indivior Pharmaceuticals, Inc. ("Indivior"), Artemis Merger Sub Inc. and Supernus Pharmaceuticals, Inc. ("Supernus Pharmaceuticals"), at the effective time of the merger on 11/2/2026, each outstanding Supernus Pharmaceuticals equity award was assumed by Indivior (renamed Supernus, Inc.) and automatically converted into a corresponding Supernus, Inc. equity award covering the number of Supernus, Inc. shares equal to the number of Supernus Pharmaceuticals shares subject to the award multiplied by the 1.5401 exchange ratio (rounded down), with the per-share exercise price divided by the exchange ratio and rounded up to the nearest whole cent. Each converted award is subject to substantially the same terms and conditions, including vesting, that applied immediately prior to the effective time, except that performance stock unit awards were converted into time-vesting restricted stock units.
(3) These restricted stock units are settled in common stock upon vesting, which occurs on February 18, 2027.
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Indivior Pharmaceuticals Inc. published this content on November 04, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on November 04, 2026 at 23:04 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]