Oxford Square Capital Corp.

08/16/2024 | Press release | Distributed by Public on 08/16/2024 06:55

Material Agreement Form 8 K

Item 1.01. Entry into a Material Definitive Agreement

On August 16, 2024, Oxford Square Capital Corp. (the "Company") entered into that certain amended and restated equity distribution agreement, dated August 16, 2024 (the "Amended and Restated Equity Distribution Agreement"), by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC, Lucid Capital Markets, LLC and Ladenburg Thalmann & Co. Inc., as the sales agents. The Amended and Restated Equity Distribution Agreement, among other items, adds Lucid Capital Markets, LLC as an additional sales agent to the Amended and Restated Equity Distribution Agreement.

The offering is being made pursuant to the Company's effective shelf registration statement on Form N-2 (Registration No. 333-265533) filed with the Securities and Exchange Commission, as supplemented by a prospectus supplement, dated August 22, 2023, and as further supplemented by the prospectus supplement dated August 16, 2024. This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any securities, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.

The description above is only a summary of the material provisions of the Amended and Restated Equity Distribution Agreement and is qualified in its entirety by reference to the full text of the Amended and Restated Equity Distribution Agreement, which is attached hereto as Exhibit 1.1 and is incorporated herein by reference.

On August 16, 2024, Dechert LLP delivered its legality opinion with respect to the shares of the Company's common stock to be sold pursuant to the Amended and Restated Equity Distribution Agreement, which is attached hereto as Exhibit 5.1.

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