BA Securities LLC

03/25/2026 | Press release | Distributed by Public on 03/25/2026 09:35

Information Required of Brokers and Dealers (Form X-17A-5)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0001487804
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
01-01-2025
and Ending
12-31-2025
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
BA SECURITIES, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
FOUR TOWER BRIDGE
Address 2
200 BARR HARBOR DRIVE, SUITE 400
City
W. CONSHOHOCKEN
State/Country
PENNSYLVANIA
Mailing Zip/ Portal Code
19428

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Colleen Juiliano
Telephone Number
610-517-8396

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Sanville & Company LLC
Address 1
2617 Huntingdon Pike
City
Huntingdon Valley
State/Country
PENNSYLVANIA
Mailing Zip/ Postal Code
19006
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, John Chuff, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of BA SECURITIES, LLC, as of 12-31-2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
John Joseph Chuff
Title
President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
BA Securities LLC published this content on March 25, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on March 25, 2026 at 15:35 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]