Washington State Department of Financial Institutions
10/12/2026 | Press release | Archived content
The Stanich Group, LLC d/b/a Cultivating Wealth
Case summary
On October 12, 2026, the Washington State Department of Financial Institutions Division of Securities entered a Consent Order (S-25-4050-26-CO01) against The Stanich Group, LLC d/b/a Cultivating Wealth.
Order details
Order File: S-25-4050-26-CO01
Laws & Rules: RCW 21.20.040
Penalties/Remedies:
- Fine of $7,500
- Investigative costs: $750
- Cease and desist
Findings
- Respondent's employee acted as an investment adviser representative while located in Washington but not registered or exempt from registration under Washington law.
Order file
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