10/14/2025 | Press release | Distributed by Public on 10/14/2025 17:15
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Windsor Private Capital LP 22 ST. CLAIR AVENUE EAST SUITE 202 TORONTO, A6 M4T 2S3 |
X | |||
WPC Management Services Inc. 22 ST. CLAIR AVENUE EAST SUITE 202 TORONTO, A6 M4T 2S3 |
X | |||
WPC GP I Inc. 22 ST. CLAIR AVENUE EAST SUITE 202 TORONTO, A6 M4T 2S3 |
X | |||
Kupinsky Jordan 395 BROOKE AVENUE TORONTO, A6 M5M 2L5 |
X | |||
HJRK Holdings Inc. 395 BROOKE AVENUE TORONTO, A6 M5M 2L5 |
X | |||
HJR Kupinsky 2013 Family Trust 395 BROOKE AVENUE TORONTO, A6 M5M 2L5 |
X | |||
Marcello Rocco 22 ST. CLAIR AVENUE EAST SUITE 202 TORONTO, A6 M4T 2S3 |
X | |||
Cundari John 22 ST. CLAIR AVENUE EAST SUITE 202 TORONTO, A6 M4T 2S3 |
X |
Windsor Private Capital LP, by its General Partner, WPC GP I Inc., /s/ John Cundari, Partner | 10/14/2025 | |
**Signature of Reporting Person | Date | |
WPC Management Services Inc., /s/ John Cundari, Partner | 10/14/2025 | |
**Signature of Reporting Person | Date | |
WPC GP I Inc., /s/ John Cundari, Partner | 10/14/2025 | |
**Signature of Reporting Person | Date | |
/s/ Jordan Kupinsky | 10/14/2025 | |
**Signature of Reporting Person | Date | |
HJRK Holdings Inc., /s/ Jordan Kupinsky, President and Director | 10/14/2025 | |
**Signature of Reporting Person | Date | |
HJR Kupinsky 2013 Family Trust, by its Trustee, Jordan Kupinsky, /s/ Jordan Kupinsky | 10/14/2025 | |
**Signature of Reporting Person | Date | |
/s/ Rocco Marcello | 10/14/2025 | |
**Signature of Reporting Person | Date | |
/s/ John Cundari | 10/14/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). |
(2) | These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. |
(3) | The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |