Protective BOLI PPVUL

10/26/2026 | Press release | Distributed by Public on 10/26/2026 12:59

Amendment to Notice of Sales of Unregistered Securities (Form D/A)

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001886413
Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
X Other (Specify)

Insurance Company Separate Account
Name of Issuer
Protective BOLI PPVUL
Jurisdiction of Incorporation/Organization
NEBRASKA
Year of Incorporation/Organization
Over Five Years Ago
X Within Last Five Years (Specify Year) 2021
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Protective BOLI PPVUL
Street Address 1 Street Address 2
2801 HWY 280 S
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
BIRMINGHAM ALABAMA 35223 205-268-3915

3. Related Persons

Last Name First Name Middle Name
Protective Life Insurance Company
Street Address 1 Street Address 2
2801 Highway 280 South
City State/Province/Country ZIP/PostalCode
Birmingham ALABAMA 35223
Relationship: Executive Officer Director X Promoter

Clarification of Response (if Necessary):

The issuer is an insurance company separate account established and maintained by Protective Life Insurance Company.

4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
X Pooled Investment Fund
Hedge Fund
Private Equity Fund
Venture Capital Fund
X Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes X No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
Manufacturing
Real Estate
Commercial
Construction
REITS & Finance
Residential
Other Real Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
Decline to Disclose X Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

New Notice Date of First Sale 2021-11-05 First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes No

9. Type(s) of Securities Offered (select all that apply)

Equity X Pooled Investment Fund Interests
Debt Tenant-in-Common Securities
Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Variable Life Insurance Contract

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

The issuer is an insurance company separate account established and maintained by Protective Life Insurance Company.

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number None
Russell Vandevelde 2030209
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services 2881
Street Address 1 Street Address 2
720 E Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
James Foyt 3152720
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Service 2881
Street Address 1 Street Address 2
720 E Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
Phillip Pickett 4739154
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Service 2881
Street Address 1 Street Address 2
720 E Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
Jeffery Peterson 1333145
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Service 2881
Street Address 1 Street Address 2
720 E Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
Michael Pounds 4785691
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Service 2881
Street Address 1 Street Address 2
720 E Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
Joseph T Carpenter 2905361
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Kestra 42046
Street Address 1 Street Address 2
1250 Capital of Texas Hwy S Ste 125
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
INDIANA
Recipient
Recipient CRD Number None
Todd Andritsch 4587201
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Kestra 42046
Street Address 1 Street Address 2
5707 Southwest Pkwy Ste 2-400
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78735
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
INDIANA
Recipient
Recipient CRD Number None
Vince Jenkins 5124874
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Executive Services Securities 25299
Street Address 1 Street Address 2
3445 Peachtree Rd NE Ste 200
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30326
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
INDIANA
Recipient
Recipient CRD Number None
Ken Derks 4861184
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Kestra 42046
Street Address 1 Street Address 2
1250 Capital of Texas Hwy S Ste 125
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
INDIANA
Recipient
Recipient CRD Number None
Steve Cochlan 1073586
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Kestra 42046
Street Address 1 Street Address 2
1250 Capital of Texas Hwy S Ste 125
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
INDIANA
Recipient
Recipient CRD Number None
Andrew Arigo 2949837
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MISSISSIPPI
Recipient
Recipient CRD Number None
Steve Broadbent 3135332
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Valmark Securities 31243
Street Address 1 Street Address 2
600 36th St
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92663
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MISSISSIPPI
Recipient
Recipient CRD Number None
Samuel Robert 4845714
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Valmark Securities 31243
Street Address 1 Street Address 2
600 36th St
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92663
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MISSISSIPPI
Recipient
Recipient CRD Number None
Kevin Kelly 4585056
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
DELAWARE
MINNESOTA
Recipient
Recipient CRD Number None
Shawn Hintz 2626246
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Ave #3100
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
Trent Sanden 2877664
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Ave #3100
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
John Argue 2472387
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Verity Point (FASCORP) 43536
Street Address 1 Street Address 2
4747 W 135th St #100
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number None
Rick Callister 3185802
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Verity Point (FASCORP) 43536
Street Address 1 Street Address 2
4747 W 135th St #100
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number None
Jason B. Maples 2237883
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Lockton Investment Securities, LLC 137476
Street Address 1 Street Address 2
444 W 47th Street
City State/Province/Country ZIP/Postal Code
Kansas City MISSOURI 64110
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
W. Scott Bethune 4726564
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Ascensus Broker Dealer Services, LLC 36478
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Richard J. Melnick 4399110
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Ascensus Broker Dealer Services, LLC 36478
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
Tracy A. Fisher 4693951
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
MMC Securities LLC 103846
Street Address 1 Street Address 2
One University Square Drive
City State/Province/Country ZIP/Postal Code
Princeton NEW JERSEY 08540
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number None
Justin T. Robertson 4592057
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Ascensus 36478
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
TEXAS
Recipient
Recipient CRD Number None
Rebecca A. Pressgrove 4480456
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Kestra Financial 42046
Street Address 1 Street Address 2
505 Waterford Park Hwy 169
City State/Province/Country ZIP/Postal Code
North Plymouth MINNESOTA 55441
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
INDIANA
Recipient
Recipient CRD Number None
Zachary S. Low 5354893
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
The Leaders Group 37157
Street Address 1 Street Address 2
475 Springfield Ave
City State/Province/Country ZIP/Postal Code
Summit NEW JERSEY 07901
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number None
Brad J. Dyksen 6727820
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
The Leaders Group 37157
Street Address 1 Street Address 2
475 Springfield Ave
City State/Province/Country ZIP/Postal Code
Summit NEW JERSEY 07901
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number None
Cole H. Svenson 6746847
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
The Leaders Group 37157
Street Address 1 Street Address 2
475 Springfield Ave
City State/Province/Country ZIP/Postal Code
Summit NEW JERSEY 07901
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number None
Cory W. McPhee 6039134
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
The Leaders Group 37157
Street Address 1 Street Address 2
475 Springfield Ave
City State/Province/Country ZIP/Postal Code
Summit NEW JERSEY 07901
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number None
David J. Shoemaker 1504515
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Kestra Financial 42046
Street Address 1 Street Address 2
8000 Centerview Pkwy Ste 525
City State/Province/Country ZIP/Postal Code
Memphis TENNESSEE 38018
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
ALABAMA

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $1,177,441,182 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
20

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
Estimate
Finders' Fees $0 USD
Estimate

Clarification of Response (if Necessary):

Sales comp paid by Ins Co. out of its own resources. The Company periodically deducts Ins & other contract charges from the amounts allocated to the separate account issuer in accordance with the terms of the applicable variable life ins contract.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
Estimate

Clarification of Response (if Necessary):

No gross premiums received under VUL contracts have been or are proposed to be used for pymnts to promoter. Ins Co periodically deducts Ins & other contract charges from amnts allocated to separate account issuer under terms of applicable VUL contracts.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Protective BOLI PPVUL /s/ Brandon J. Cage Brandon J. Cage VP & Managing Counsel 2026-10-26

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

Protective BOLI PPVUL published this content on October 26, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on October 26, 2026 at 18:59 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]