Item 5.07. Submission of Matters to a Vote of Security Holders.
On August 20, 2026, the Company held its 2026 annual meeting of stockholders (the "2026 Annual Meeting"). The following proposals were voted on and approved by the Company's stockholders at the 2026 Annual Meeting with the stockholders having voted as set forth below.
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I.
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Proposal to approve Amended and Restated Certificate of Incorporation.
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For
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Against
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Abstain
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|
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Broker Non-Vote
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|
|
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24,981,181
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|
|
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246,552
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|
|
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3,625
|
|
|
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1,347,136
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|
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II.
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Proposal to grant the Board of Directors of the Company (the "Board") discretionary authority to amend the Certificate of Incorporation to effect a reverse stock split of Common Stock at a ratio in the range from one-for-two to one-for ten with the exact ratio, if any, to be determined by the Board, but not later than one year after stockholder approval thereof.
|
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For
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Against
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Abstain
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Broker Non-Vote
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|
|
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26,180,980
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397,262
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|
|
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252
|
|
|
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0
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III.
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Proposal to approve the Company's 2026 Equity Incentive Plan.
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For
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Against
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Abstain
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Broker Non-Vote
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|
|
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24,887,762
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339,193
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|
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4,403
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1,347,136
|
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IV.
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Proposal to approve the Company's 2026 Employee Stock Purchase Plan.
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For
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|
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Against
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Abstain
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Broker Non-Vote
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|
|
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24,580,773
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|
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648,533
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|
|
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2,052
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|
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1,347,136
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|
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V.
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Proposal to elect five director nominees who will serve until the 2027 annual meeting or until their successors are duly elected and qualified.
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Name
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For
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Against
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Withheld
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Broker Non-Vote
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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Vijay Aggarwal
|
|
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25,093,904
|
|
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0
|
|
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137,454
|
|
|
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1,347,136
|
|
|
Thomas W. Burnell
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25,095,783
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|
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0
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135,575
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|
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1,347,136
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|
|
Joseph D. Keegan, Ph.D.
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|
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24,422,783
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|
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0
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|
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808,575
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|
|
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1,347,136
|
|
|
Fortunato Ron Rocca
|
|
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24,422,706
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|
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0
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|
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808,652
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|
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1,347,136
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|
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Stephen J. Sullivan
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|
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24,422,713
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|
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0
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|
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808,645
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|
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1,347,136
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VI.
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Proposal to approve a non-binding advisory vote on a resolution approving the compensation of our named executive officers.
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For
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Against
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Abstain
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Broker Non-Vote
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|
|
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24,952,970
|
|
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249,460
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|
|
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28,928
|
|
|
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1,347,136
|
|
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VII.
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Proposal to ratify the appointment of EisnerAmper, LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2026.
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For
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Against
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Abstain
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|
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Broker Non-Vote
|
|
|
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26,442,760
|
|
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134,660
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|
|
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1,074
|
|
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0
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