03/10/2026 | Press release | Distributed by Public on 03/10/2026 06:20
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock options | (1) | 01/20/2027 | Class A Ordinary Shares | 44,260 | $3.95 | D | |
| Stock options | (2) | 05/22/2028 | Class A Ordinary Shares | 53,110 | $4.93 | D | |
| Stock options | (3) | 04/30/2030 | Class A Ordinary Shares | 35,000 | $1.84 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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CHEN PIN-JEN C/O PERFECT CORP. 14F, NO. 98 MINQUAN RD, XINDIAN DISTRICT NEW TAIPEI CITY, F5 231 |
EVP & Chief Strategy Officer | |||
| /s/ Hsiao-Chuan (Iris) Chen, as attorney-in-fact | 03/10/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The stock options became exercisable as to 22,130 Class A Ordinary shares on January 21, 2024, 11,065 Class A Ordinary shares on January 21, 2025, and 11,065 Class A Ordinary shares on January 21, 2026. |
| (2) | The stock options became exercisable as to 26,555 Class A Ordinary shares on May 23, 2025. The stock options will become exercisable as to 13,277 Class A Ordinary shares on May 23, 2026 and 13,278 Class A Ordinary shares on May 23, 2027. |
| (3) | The stock options will become exercisable as to 17,500 Class A Ordinary shares on May 1, 2027, 8,750 Class A Ordinary shares on May 1, 2028 and 8,750 Class A Ordinary shares on May 1, 2029. |
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Remarks: Exhibit List: Exhibit 24 -- Power of Attorney |
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