Rivian Automotive Inc.

10/30/2026 | Press release | Distributed by Public on 10/30/2026 15:34

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
Mulvey Derek B
2. Date of Event Requiring Statement (Month/Day/Year)
10/30/2026
3. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [RIVN]
(Last) (First) (Middle)
C/O RIVIAN AUTOMOTIVE, INC., 14600 MYFORD ROAD
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Interim CFO
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
IRVINE, CA 92606
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A Common Stock 296,200(1) D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mulvey Derek B
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD ROAD
IRVINE, CA 92606
Interim CFO

Signatures

/s/ Jamie Chung, Attorney-in-Fact 10/30/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Consists of: (i) 73,057 shares resulting from previously vested Restricted Stock Units ("RSUs"), (ii) 1,798 shares purchased pursuant to the Issuer's 2021 Employee Stock Purchase Plan, (iii) 2,490 shares purchased pursuant to the Issuer's Directed Share Program at the time of its Initial Public Offering, and (iv) 218,855 unvested RSUs. Of the aggregate 218,855 unvested RSUs: (i) 160 of such unvested RSUs will vest on the next quarterly anniversary after August 15, 2026, (ii) 24,500 of such unvested RSUs will vest over the next three quarterly anniversaries after August 15, 2026, (iii) 68,803 of such unvested RSUs will vest over the next ten quarterly anniversaries after August 15, 2026, and (iv) 125,392 of such unvested RSUs will vest as to 50% on February 15, 2027 and 50% on August 15, 2027. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Rivian Automotive Inc. published this content on October 30, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on October 30, 2026 at 21:34 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]