05/19/2026 | Press release | Distributed by Public on 05/19/2026 18:35
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock | (7) | 05/15/2026 | C | 69,534 | (7) | (7) | Class A Common Stock | 69,534 | $ 0 | 4,012,813(3) | D | ||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 64,043 | 64,043 | I | by spouse | |||||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 388,726 | 388,726 | I | by trust(8) | |||||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 291,545 | 291,545 | I | by trust(9) | |||||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 291,545 | 291,545 | I | by trust(10) | |||||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 291,545 | 291,545 | I | by trust(11) | |||||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 291,544 | 291,544 | I | by trust(12) | |||||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 291,544 | 291,544 | I | by trust(13) | |||||||
| Class B Common Stock | (7) | (7) | (7) | Class A Common Stock | 291,544 | 291,544 | I | by trust(14) | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Wang Lingke C/O ETHOS TECHNOLOGIES INC. 1606 HEADWAY CIRCLE #9013 AUSTIN, TX 78754 |
X | President | ||
| /s/ Porter Nolan, Attorney-in-Fact | 05/19/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares sold to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| (2) | The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $21.66 to $22.64 per share, inclusive. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| (3) | Adjusted due to scrivener's error. |
| (4) | The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $22.695 to $22.88 per share, inclusive. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| (5) | Each share of Class A Common Stock was exchanged at a 1:1 ratio for shares of Class B Common Stock. |
| (6) | Includes 695,302 shares issuable on settlement of RSUs, each of which represents a contingent right to receive one share of Issuer's Class A Common Stock upon vesting and may be exchanged at a 1:1 ratio for shares of Class B Common Stock. |
| (7) | Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. The Class B Common Stock has no expiration. |
| (8) | Shares held by The B 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| (9) | Shares held by The J 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| (10) | Shares held by The K 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| (11) | Shares held by The L 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| (12) | Shares held by The D 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| (13) | Shares held by The W 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| (14) | Shares held by The X 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |