01/10/2025 | Press release | Distributed by Public on 01/10/2025 16:31
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Pogo Royalty, LLC 3879 MAPLE AVENUE, SUITE 400 DALLAS, TX 75205 |
X | |||
CIC Pogo LP 3879 MAPLE AVENUE SUITE 400 DALLAS, TX 75219 |
X | |||
CIC IV GP LLC 3879 MAPLE AVENUE SUITE 400 DALLAS, TX 75219 |
X | |||
CIC Partners Firm LP 3879 MAPLE AVENUE SUITE 400 DALLAS, TX 75219 |
X | |||
CIC Partners Firm GP LLC 3879 MAPLE AVENUE SUITE 400 DALLAS, TX 75219 |
X |
/s/ Bayard Friedman, Authorized Person, on behalf of Pogo Royalty, LLC | 01/10/2025 |
**Signature of Reporting Person | Date |
/s/ Bayard Friedman, Authorized Person, on behalf of CIC Pogo LP, CIC IV GP LLC, CIC Partners Firm LP and CIC Partners Firm GP LLC | 01/10/2025 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $1.50 to $1.59, inclusive. The reporting persons undertake to provide to EON Resources Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. |
(2) | Pogo Royalty beneficially holds (a) 1,071,897 shares of Class A Common Stock of the Issuer and (b) 500,000 shares of Class B Common Stock of the Issuer and an equivalent number of HNRA Upstream, LLC Class B Units, which together are exchangeable for 500,000 shares of Class A Common Stock of the Issuer. |