08/14/2025 | Press release | Distributed by Public on 08/14/2025 16:31
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options | $12.05 | 08/14/2025 | M | 103 | (2) | 02/07/2030 | Class A Common Stock | 103 | $ 0 | 0 | D | ||||
| Stock Options | $12.32 | 08/14/2025 | M | 7,000 | (3) | 03/16/2032 | Class A Common Stock | 7,000 | $ 0 | 0 | D | ||||
| Stock Options | $15.84 | 08/14/2025 | M | 29,756 | (4) | 03/07/2033 | Class A Common Stock | 29,756 | $ 0 | 29,757 | D | ||||
| Stock Options | $72.09 | 08/14/2025 | M | 4,795 | (5) | 03/07/2034 | Class A Common Stock | 4,795 | $ 0 | 14,386 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Winther Karsten C/O VERTIV HOLDINGS CO 505 N. CLEVELAND AVE WESTERVILLE, OH 43082 |
President, EMEA | |||
| /s/ Robert M. Wolfe, as attorney-in-fact | 08/14/2025 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes shares, RSUs and DSUs. |
| (2) | The option award exercised in this transaction was fully vested on the transaction date. |
| (3) | The stock option grant provides that the options vest and become exercisable one-fourth per year, commencing March 3, 2023. |
| (4) | The stock option grant provides that the options vest and become exercisable one-fourth per year, commencing March 15, 2023. |
| (5) | The stock option grant provides that the options vest and become exercisable one-fourth per year, commencing March 15, 2024. |