03/27/2025 | Press release | Distributed by Public on 03/27/2025 12:29
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bray Justin LeRoy 10706 BEAVER DAM ROAD HUNT VALLEY, MD 21030 |
Chief Compliance Officer |
Anastasia Thomas Nardangeli, Esq., on behalf of Justin Bray, by Power of Attorney | 03/27/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Stock issued as Restricted Stock, which vests 50% on February 28, 2026 and 50% on February 28, 2027. |
(2) | N/A |
(3) | Common Stock issued as Restricted Stock. Reporting Person also owns 1,079 shares of Class A Common Stock, 5,675.206917 shares of Class A Common Stock held in a 401(k) unitized stock fund and 3,822.19 shares of Class A Common Stock held in an Employee Stock Purchase Plan. |
Remarks: This Amendment is being filed in response to an administrative error and to correct the number of shares issued relating to the Form 4 filed on March 4, 2025. The number of shares beneficially owned following the transaction are hereby amended and replaced with the number of shares awarded, of which 2,262 shares were withheld by the issuer to satisfy the Reporting Person's tax liability. |