Item 5.07. Submission of Matters to a Vote of Security Holders.
On December 16, 2025, Prospect Floating Rate and Alternative Income Fund, Inc. (the "Company") held its Annual Meeting of Stockholders virtually (the "Annual Meeting"). At the Annual Meeting, the Company's common stockholders voted on one proposal. The proposal is described in detail in the Company's definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the "SEC") on September 18, 2025. As of September 17, 2025, the record date, 8,994,719 shares of stock were eligible to vote. The final voting results from the Annual Meeting were as follows:
Proposal 1. The Company's stockholders elected one Class II director of the Company. Mr. Eugene S. Stark shall serve as Class II director until the annual meeting of stockholders of the Company in 2028 and until his successor is duly elected and qualifies or until his earlier resignation, removal from office, death or incapacity. Mr. Stark was re-elected pursuant to the voting results set forth below:
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Name
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For
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Against
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Abstained
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Broker Non-Votes
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Eugene S. Stark
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7,564,552
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21,855
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11,893
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