NFA orders London, U.K. introducing broker Marex Spectron International Limited to pay a $350,000 fine

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For Immediate Release
June 30, 2026

For more information contact:

Christie von Ohlen, 312-781-1497, [email protected] McCarthy, 312-781-1357, [email protected]

NFA orders London, U.K. introducing broker Marex Spectron International Limited to pay a $350,000 fine

June 30, Chicago-NFA has ordered Marex Spectron International Limited, an NFA Member introducing broker located in London, U.K., to pay a $350,000 fine.

The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by Marex Spectron, in which the firm neither admitted nor denied the allegations in the Complaint. The Complaint alleged that Marex Spectron failed to prevent individuals located outside the U.S. from soliciting and/or accepting orders from U.S. customers without being NFA Associates and registered with the CFTC as associated persons of the firm. The Complaint also alleged that Marex Spectron failed to supervise in connection therewith.