NFA - National Futures Association

07/27/2026 | Press release | Distributed by Public on 07/27/2026 11:20

COMPLAINTS (Price Asset Management LLC and John D. Reese)

Case Documents:

Amended Answer Amended Complaint Amended Decision Amended Notice Of Intent Amended Notice Of Member Responsibility Action Answer Appeals Committee Decision Cftc Decision Cftc Order Circuit Court Appeal Complaint Decision Federal Court Order Final Order Interim Order Nfa Reply Notice Notice And Order Lifting Member Responsibility Action Notice And Order Lifting Suspension Of Membership Notice And Order Of Suspension Notice Of Appeal Notice Of Associate Responsibility Action Notice Of Intent Notice Of Member Responsibility Action Notice Of Suspension Of Membership Notice Of Termination Of Ara Notice Of Termination Of Member Responsibility Action Order Order Denying Petition Order Lifting Conditions Order Of Dismissal Petition To Stay Response To Amended Notice Of Intent Response To Notice Of Intent Withdrawal Of Notice Of Intent

Narrative Summary:

COMPLAINT:

On July 27, 2026, NFA's Business Conduct Committee (BCC) issued a Complaint against Price Asset Management LLC (Price Asset) and Joh... n D. Reese (Reese), charging them with failing to cooperate promptly and fully with NFA. Read More.

Rule Type:

  • C.R.2-5 - FAILURE TO COOPERATE W/ NFA

Committee:

  • Business Conduct Committee

Action Type(s):

  • GENERAL CONDUCT

Penalty/Event:

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