04/10/2025 | Press release | Distributed by Public on 04/10/2025 16:25
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Equinox Partners Investment Management LLC THREE STAMFORD PLAZA 301 TRESSER BLVD, 13TH FL STAMFORD, CT 06901 |
X | |||
EQUINOX PARTNERS LP 301 TRESSER BLVD. 13TH FLOOR STAMFORD, CT 06901 |
X | |||
KUROTO FUND LP THREE STAMFORD PLAZA 301 TRESSER BLVD., 13TH FLOOR STAMFORD, CT 06901 |
X | |||
MASON HILL PARTNERS LP 301 TRESSER BLVD. 13TH FLOOR STAMFORD, CT 06901 |
X |
EQUINOX PARTNERS INVESTMENT MANAGEMENT LLC By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager | 04/10/2025 | |
**Signature of Reporting Person | Date | |
EQUINOX PARTNERS, L.P. By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager of Equinox Partners Investment Management LLC, the Investment Manager of Equinox Partners, L.P. | 04/10/2025 | |
**Signature of Reporting Person | Date | |
KUROTO FUND LP By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager of Equinox Partners Investment Management LLC, the Investment Manager of Kuroto Fund LP | 04/10/2025 | |
**Signature of Reporting Person | Date | |
MASON HILL PARTNERS, LP By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager of Equinox Partners Investment Management LLC, the Investment Manager of Mason Hill Partners, LP | 04/10/2025 | |
**Signature of Reporting Person | Date | |
/s/ Sean M. Fieler SEAN M. FIELER | 04/10/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. |
(2) | EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds. |
Remarks: This Form 4 is filed jointly by Equinox Partners Investment Management LLC ("EPIM"), Sean M. Fieler, Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Reporting Persons"). |