10/13/2026 | Press release | Distributed by Public on 10/13/2026 14:16
|
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| SOTK Options | $2.65 | 10/12/2026 | D | 2,000(1) | 08/22/2020 | 08/22/2029 | SOTK Common Stock | 2,000 | $2.65 | 30,773 | D | ||||
| SOTK Options | $3.19 | 10/12/2026 | D | 6,050(2) | 08/19/2022 | 08/19/2031 | SOTK Common Stock | 6,050 | $3.19 | 24,723 | D | ||||
| SOTK Options | $5.50 | 10/12/2026 | D | 3,300(3) | 08/18/2023 | 08/18/2032 | SOTK Common Stock | 3,300 | $5.50 | 21,423 | D | ||||
| SOTK Options | $4.79 | 10/12/2026 | D | 3,676(4) | 08/24/2024 | 08/24/2033 | SOTK Common Stock | 3,676 | $4.79 | 17,747 | D | ||||
| SOTK Options | $4.12 | 10/12/2026 | D | 4,267(5) | 08/22/2025 | 08/22/2034 | SOTK Common Stock | 4,267 | $4.12 | 13,480 | D | ||||
| SOTK Options | $3.25 | 10/12/2026 | D | 3,158(6) | 08/21/2026 | 08/21/2035 | SOTK Common Stock | 3,158 | $3.25 | 10,322 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
RIEMER JOSEPH SONO-TEK CORP 2012 RT 9W MILTON, NY 12547 |
X | |||
| Joseph Riemer | 10/13/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Reporting person exercised 2000 vested options. |
| (2) | Reporting person exercised 6050 vested options. |
| (3) | Reporting person exercised 3300 vested options. |
| (4) | Reporting person exercised 3676 vested options. |
| (5) | Reporting person exercised 4267 vested options. |
| (6) | Reporting person exercised 3158 vested options. |
| (7) | Reporting person surrenderred 749 shares of SOTK common stock as payment for the exercise of options. |
| (8) | Reporting person surrenderred 2726 shares of SOTK common stock as payment for the exercise of options. |
| (9) | Reporting person surrenderred 736 shares of SOTK common stock as payment for the exercise of options. |
| (10) | Reporting person surrenderred 2487 shares of SOTK common stock as payment for the exercise of options. |
| (11) | Reporting person surrenderred 2483 shares of SOTK common stock as payment for the exercise of options. |
| (12) | Reporting person surrenderred 1450 shares of SOTK common stock as payment for the exercise of options. |