03/16/2026 | Press release | Distributed by Public on 03/16/2026 17:08
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Ordinary Shares | (1) | 03/13/2026 | J(2) | 30,000 | (1) | (1) | Class A Ordinary Shares | 30,000 | $ 0 | 11,120,000 | D(3) | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Apex Treasury Sponsor LLC C/O APEX TREASURY CORPORATION 2035 REGATTA DRIVE VERO BEACH, FL 32963 |
X | X | ||
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Cochrane Hugh C/O APEX TREASURY CORPORATION 2035 REGATTA DRIVE VERO BEACH, FL 32963 |
X | Co-Chief Executive Officer | ||
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Rahman Ajmal C/O APEX TREASURY CORPORATION 2035 REGATTA DRIVE VERO BEACH, FL 32963 |
X | Co-Chief Executive Officer | ||
| /s/ Jordan Leon, Attorney-in-Fact for Apex Treasury Sponsor LLC | 03/16/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Jordan Leon, Attorney-in-Fact for Hugh Cochrane | 03/16/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Jordan Leon, Attorney-in-Fact for Ajmal Rahman | 03/16/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-289485). |
| (2) | On March 13, 2026, Apex Treasury Sponsor LLC (the "Sponsor") transferred 30,000 Class B Ordinary Shares of the Issuer to Stephen CuUnjieng for the same per-share price it paid for such shares, or $0.003 per share. |
| (3) | The Sponsor is the record holder of the securities reported herein. Hugh Cochrane and Ajmal Rahman are the managing members of the Sponsor. Each of Messrs. Cochrane and Rahman has voting and investment discretion with respect to the securities held of record by the Sponsor. As such, each of Messrs. Cochrane and Rahman may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.. |
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Remarks: See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. |
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