07/24/2026 | Press release | Distributed by Public on 07/24/2026 09:39
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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WOLVERINE ASSET MANAGEMENT LLC 175 WEST JACKSON SUITE 340 CHICAGO, IL 60604 |
Former 10% owner | |||
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Wolverine Holdings, LLC 175 W. JACKSON BLVD. SUITE 200 CHICAGO, IL 60604 |
Former 10% owner | |||
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Wolverine Trading Partners, Inc. 175 WEST JACKSON BLVD SUITE 200 CHICAGO, IL 60604 |
Former 10% owner | |||
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Bellick Robert 175 W. JACKSON BLVD. SUITE 200 CHICAGO, IL 60604 |
Former 10% owner | |||
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Gust Christopher 175 W. JACKSON BLVD. SUITE 200 CHICAGO, IL 60604 |
Former 10% owner | |||
| Kenneth Nadel, Chief Operating Officer | 07/24/2026 | |
| **Signature of Reporting Person | Date | |
| Christopher L. Gust, Managing Director of Wolverine Holdings, LLC | 07/24/2026 | |
| **Signature of Reporting Person | Date | |
| Christopher L. Gust, Authorized Signatory Wolverine Trading Partners, Inc. | 07/24/2026 | |
| **Signature of Reporting Person | Date | |
| Robert R. Bellick | 07/24/2026 | |
| **Signature of Reporting Person | Date | |
| Christopher L. Gust | 07/24/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026. |
| (2) | Redemption of shares of special purpose acquisition company. |
| (3) | Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026. |