03/20/2026 | Press release | Distributed by Public on 03/20/2026 14:15
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Phantom Shares | $ 0 | 03/20/2026 | A | 120.975(1) | (2) | (2) | Ordinary Shares | 120.975 | $334.161 | 1,609.476(3) | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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RUIZ STERNADT PAULO 1000 EATON BOULEVARD CLEVELAND, OH 44122 |
X | See Remarks below. | ||
| /s/ Heejin Jun, as Attorney-in-Fact | 03/20/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | These phantom shares were acquired as a result of the reporting person's deferral in the deferred incentive compensation plans maintained by the Issuer of bonus and long-term incentive compensation earned during 2025. The number of phantom shares acquired is based on the average of the mean prices for the Issuer's ordinary shares for the twenty trading days immediately following the end of the period in which the compensation was earned. Each share of phantom stock is the economic equivalent of one share of common stock. |
| (2) | This field is not applicable. |
| (3) | Amount includes phantom shares acquired pursuant to a dividend equivalent reinvestment feature. |
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Remarks: Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer. |
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