06/22/2026 | Press release | Distributed by Public on 06/22/2026 14:55
|
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Employee Share Option (Right to Buy) | (2) | 06/08/2032 | Class A Ordinary Shares | 37,505 | (3) | D | |
| Employee Share Option (Right to Buy) | (4) | 03/15/2033 | Class A Ordinary Shares | 11,133 | (5) | D | |
| Employee Share Option (Right to Buy) | (6) | 06/18/2034 | Class A Ordinary Shares | 90,000 | $3.38 | D | |
| Employee Share Option (Right to Buy) | (7) | 02/27/2035 | Class A Ordinary Shares | 81,150 | $1.2 | D | |
| Employee Share Option (Right to Buy) | (8) | 04/01/2036 | Class A Ordinary Shares | 66,220 | $6.03 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
Mathew Marlyn Teresa C/O ZURA BIO LTD 1489 W. WARM SPRINGS RD. #110 HENDERSON, NV 89014 |
VP, Principal Acctg. Officer | |||
| /s/ Kim Davis, Attorney-in-Fact | 06/22/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes 32,296 shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs shall vest in full on May 18, 2027, subject to the Reporting Person's continuous service through such vesting date. |
| (2) | Immediately exercisable. |
| (3) | $0.83732 |
| (4) | One fourth (1/4) of the shares subject to the option award vested on March 15, 2024 and the remaining shares subject to the option vested or shall vest in thirty-six (36) monthly installments thereafter on the last day of the month, subject to the Reporting Person's continuous service through such vesting date. |
| (5) | $1.19593 |
| (6) | One fourth (1/4) of the shares subject to the option award vested on June 18, 2025 and the remaining shares subject to the option vested or shall vest in twelve (12) equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |
| (7) | One fourth (1/4) of the shares subject to the option award vested on February 27, 2026 and the remaining shares subject to the option vested or shall vest in twelve (12) equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |
| (8) | One fourth (1/4) of the shares subject to the option award shall vest on April 1, 2027 and the remaining shares subject to the option shall vest in twelve (12) equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |