Fifth Third Securities Inc.

02/24/2025 | Press release | Distributed by Public on 02/24/2025 17:16

Information Required of Brokers and Dealers (Form X-17A-5)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0000073956
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
01-01-2024
and Ending
12-31-2024
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
Fifth Third Securities, Inc.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
38 Fountain Square Plaza
City
Cincinnati
State/Country
OHIO
Mailing Zip/ Portal Code
45263

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Christopher Stratmoen
Telephone Number
513-534-3170

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Deloitte & Touche, LLP
Address 1
50 W 5th Street
Address 2
Suite 200
City
Cincinnati
State/Country
OHIO
Mailing Zip/ Postal Code
45202
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Robert Corsarie, Robert Marcus, Christopher Stratmoen, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of Fifth Third Securities, Inc., as of 02-18-2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
Robert Corsarie, Robert Marcus, Christopher Stratmoen
Title
Head of Retail Brokerage, Head of Capital Markets, Financial and Operations Principal

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
Fifth Third Securities Inc. published this content on February 24, 2025, and is solely responsible for the information contained herein. Distributed via Edgar on February 24, 2025 at 23:16 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]