03/10/2026 | Press release | Distributed by Public on 03/10/2026 06:31
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Class B Ordinary Shares | (1) | (2) | Class A Ordinary Shares | 10,622,620 | (3) | I | By Golden Edge Co., Ltd.(4) |
| Class B Ordinary Shares | (1) | (2) | Class A Ordinary Shares | 4,669,346 | (3) | I | By DVDonet.com(5) |
| Class B Ordinary Shares | (1) | (2) | Class A Ordinary Shares | 523,008 | (3) | I | By World Speed Company Limited(6) |
| Class B Ordinary Shares | (1) | (2) | Class A Ordinary Shares | 973,744 | (3) | D | |
| Stock Options | (7) | 01/20/2027 | Class A Ordinary Shares | 194,748 | $3.95 | D | |
| Stock Options | (8) | 05/22/2028 | Class A Ordinary Shares | 194,750 | $4.93 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Chang Alice Hua-Jen C/O PERFECT CORP. 14F, NO. 98 MINQUAN RD, XINDIAN DISTRICT NEW TAIPEI CITY, F5 231 |
Chief Executive Officer | |||
| /s/ Hsiao-Chuan (Iris) Chen, as attorney-in-fact | 03/10/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Immediate. |
| (2) | None. |
| (3) | Class B Ordinary Shares are immediately convertible into Class A Ordinary Shares on a one share for one share basis. |
| (4) | The reporting person has a controlling interest in Golden Edge Co., Ltd. The reporting person disclaims beneficial ownership of the shares of Perfect Corp.'s (the "Issuer") Class B Ordinary Shares held by Golden Edge Co., Ltd. except to the extent of her pecuniary interest therein , if any. |
| (5) | DVDonet.com Inc. is wholly owned by World Speed Company Limited, an entity wholly owned by the reporting person ("World Speed"). The reporting person disclaims beneficial ownership of the shares of the Issuer's Class B Ordinary Shares held by DVDonet.com except to the extent of her pecuniary interest therein, if any. |
| (6) | The reporting person wholly owns World Speed. The reporting person disclaims beneficial ownership of the shares of the Issuer's Class B Ordinary Shares held by World Speed except to the extent of her pecuniary interest therein, if any. |
| (7) | The stock options became exercisable as to 97,374 Class A Ordinary shares on January 21, 2024, 48,687 Class A Ordinary shares on January 21, 2025, and 48,687 Class A Ordinary shares on January 21, 2026. |
| (8) | The stock options became exercisable as to 97,375 Class A Ordinary shares on May 23, 2025. The stock options will become exercisable as to 48,687 Class A Ordinary shares on May 23, 2026 and 48,688 Class A Ordinary shares on May 23, 2027. |
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Remarks: Exhibit List: Exhibit 24 -- Power of Attorney |
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