Specialized Disclosure Report (Form SD)

Conflict Minerals Report of Donaldson Company, Inc.

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934

1. Introduction and Summary

This report for the year ended December 31, 2025 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements pursuant to Section 13(p) of the Securities and Exchange Act of 1934 (Section 13(p)). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The term "conflict minerals" is defined in Section 13(p) as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, as limited by the Rule, tin, tantalum, tungsten, and gold (Conflict Minerals); or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of Congo (DRC) or any adjoining country that shares an internationally recognized border with the DRC (collectively referred to as the Covered Countries). These requirements apply to registrants regardless of the geographic origin of the Conflict Minerals or whether they fund armed conflict.

Donaldson Company, Inc. (Donaldson or the Company) determined Conflict Minerals were necessary to the functionality or production of products we manufactured or contracted to be manufactured during the 2025 calendar year. Therefore, Donaldson conducted a reasonable country of origin inquiry (RCOI) in good faith to determine whether any of the Conflict Minerals in its products originated in the Covered Countries. Based on its RCOI, Donaldson has concluded that it cannot exclude the possibility that its products contain Conflict Minerals that originated in the Covered Countries and, therefore, in accordance with the Rule, performed due diligence on the source and chain of custody of the Conflict Minerals in question to determine whether its products are "DRC Conflict Free". Donaldson designed its due diligence measures to conform, in all material respects, with the nationally recognized due diligence framework in The Organization for Economic Co-Operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, second edition and the related Supplements for gold and for tin, tantalum and tungsten (the OECD Guidance). As a result of our due diligence efforts, the Company has concluded some of the Conflict Minerals for the Company's products originated in, or may have originated in, the Covered Countries and were not from recycled or scrap sources. The Company did not receive responses from all companies in its supply chain and most of the responses were at the company or division level.

2. Company Overview

Founded in 1915, Donaldson is a global leader in the filtration industry with sales, manufacturing, and distribution locations around the world. Donaldson's innovative technologies are designed to solve complex filtration challenges and enhance customers' equipment.

3. Product Description

The Company's reportable segments are Mobile Solutions, Industrial Solutions and Life Sciences.

The Mobile Solutions segment is organized based on a combination of customers and products and consists of the Off-Road, On-Road and Aftermarket business units. Within these business units, products consist of replacement filters for both air and liquid filtration applications as well as exhaust and emissions. Applications include air filtration systems, fuel and lube systems, exhaust and emissions systems, and sensors, indicators and monitoring systems. Mobile Solutions sells to OEMs in the construction, mining, agriculture and transportation end markets and to independent distributors and OEM dealer networks.

The Industrial Solutions segment is organized based on product type and consists of Industrial Air Filtration, Industrial Gasses, Industrial Hydraulics, Power Generation and Aerospace and Defense products. These products are further organized by the Industrial Filtration Solutions and Aerospace and Defense business units. Within our industrial portfolio, Donaldson provides the widest product offering in the market to industrial customers consisting of equipment, ancillary components, replacement parts, performance monitoring and service globally, that cost-effectively enhances productivity and manufacturing efficiency. Industrial Air Filtration, Industrial Gasses and Industrial Hydraulics products consist of dust, fume and mist collectors, compressed air and industrial gasses purification systems, hydraulic and lubricated rotating filtration applications as well as gas and liquid filtration for industrial processes. Power Generation products consist of air inlet systems and filtration sold to gas compression, power generation and natural gas liquification industries. Aerospace and Defense products consist of air, fuel, lubrication and hydraulic filtration for fixed-wing and rotorcraft aerospace applications and ground defense vehicle and naval platforms. Industrial Solutions businesses sell through multiple channels which include OEMs, distributors and direct-to-consumer in some markets.

The Life Sciences segment is organized by end market and consists of the Bioprocessing Equipment and Consumables, Food and Beverage, Vehicle Electrification and Medical Device, Microelectronics and Disk Drive markets. Within these markets, products consist of micro-environment gas and liquid filtration for food and beverage and industrial processes, bioprocessing equipment, including bioreactors and fermenters, bioprocessing consumables including chromatography devices, reagents and filters, polytetrafluoroethylene membrane-based products, as well as specialized air and gas filtration systems for applications including hard disk drives, semiconductor manufacturing, sensors, battery systems and powertrain components. Life Sciences primarily sells to large OEMs and directly to various end users requiring cell growth, separation, purification, high purity filtration and device protection.

The Company manufactures and contracts to manufacture products containing certain minerals and their derivatives, generally described as tantalum, tin, tungsten, and gold (Conflict Minerals). Conflict Minerals were identified in products from all of the Company's reporting segments, Mobile Solutions, Industrial Solutions and Life Sciences.

The Company has adopted a Conflict Minerals Policy articulating our conflict minerals supply chain due diligence process and our commitment to our reporting obligations regarding conflict minerals:

Conflict Minerals Program & Policy

The ongoing conflict in the Democratic Republic of the Congo (DRC) is fueled in part by the trade of "conflict minerals," which are defined as tantalum, tin, tungsten, and gold or any of their derivatives. Donaldson will work with our supply chain partners to take reasonable steps to ensure Conflict Minerals are not sourced by Donaldson or our supply chain partners in a way that would directly or indirectly benefit armed groups responsible for serious human rights abuses in the DRC or adjoining countries. Donaldson expects that our suppliers will comply with our requests to provide statements and perform due diligence about the source of any Conflict Minerals in their products that are provided to us.

The Conflict Minerals policy is posted on the Company's website:

https://www.donaldson.com/en-us/conflict-minerals-policy/

4. Reasonable Country of Origin Inquiry

The Company developed a supply chain transparency program utilizing internal resources and a third-party vendor, Assent Inc. ("Assent"), to allow for the identification of each Smelter or Refiner (SOR) in the suppliers' mineral supply chains.

Suppliers received an email via the third-party vendor system Assent Sustainability Manager ("ASM"), a software-as-a-service (SaaS) platform provided by Assent that enables users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. Suppliers were requested to provide such SOR information through the Responsible Business Alliance - RBA and Global e-Sustainability Initiative (GeSI) Conflict Minerals Reporting Template (CMRT), version 6.5 or higher.

An escalation process was initiated for suppliers who continued to be non-responsive after the above contacts were made. This process included direct emails to the non-responsive suppliers.

The Company's program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT, which helps identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of Tier 1 suppliers. The results of this data validation contribute to the program's health assessment and are shared with the suppliers to ensure they address items such as the following:

•Incomplete data including missing SORs

•Responses that indicated a sourcing location without complete supporting information or

•Failure to meet acceptance criteria.

Certain of the responses provided by suppliers on the CMRT included the names of facilities listed by the suppliers as SORs. Donaldson Company, Inc. does not typically have a direct relationship with Conflict Minerals SORs and does not perform or direct audits of these entities within our supply chain. The Company's third-party vendor Assent Inc. compared the facilities listed in the responses to the list of smelters maintained by the Responsible Minerals Initiative (RMI). If a supplier indicated the facility was certified as "Conflict-Free," the third-party vendor confirmed the name was listed by RMI. Organizations that were identified by suppliers as SORs, but were invalid or undetermined, were contacted directly to clarify their status as an SOR.

All submitted declaration forms are accepted so that data is retained, but they are classified as valid or invalid based on a set criteria of validation errors (see Appendix C for CMRT validation criteria). Suppliers are contacted regarding invalid forms and are encouraged to correct validated errors to resubmit a valid form. Suppliers are provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent's multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, Donaldson tracks program gaps to account for future improvement opportunities.

5. Due Diligence

The Company's due diligence process is based on the OECD's Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, second edition and accompanying Supplements. It is important to note the OECD Guidance was written for both upstream and downstream companies in the supply chain. Upstream companies refer to those between the mines and SORs. As such, the companies typically include mine operators, local traders, or exporters from the country of mineral origin, international concentrate traders, and SORs. Downstream companies refer to those entities between the SOR and the retailer. As such, the companies typically include metal traders and exchanges, component manufacturers, product manufacturers, OEMs, and retailers. As the Company is a downstream company in the supply chain, its due diligence practices were tailored accordingly.

A summary of the due diligence measures undertaken by the Company is below:

I) Establish Strong Company Management Systems:

Internal Compliance Team

The Company's management systems for Conflict Minerals covering the 2025 calendar year were sponsored by a Steering Committee whose members included the Chief Financial Officer, Chief Legal Officer and Corporate Secretary, President Mobile Solutions, President Industrial Solutions, President Life Sciences, President Enterprise Operations and Supply Chain, Chief Technology Officer. Steering Committee members provide reports directly to the Audit Committee of the Board of Directors. The Steering Committee was supported by a Process Development Team consisting of subject matter experts from relevant functions such as Legal, Materials Compliance, Procurement, Sales, Engineering, and Internal Audit.

Conflict Minerals Policy

The Company's Conflict Minerals policy is publicly available at:

https://www.donaldson.com/en-us/conflict-minerals-policy/

Control Systems

Donaldson Company Inc. expects all suppliers to have policies and procedures in place to ensure that they conduct due diligence on the source and chain of custody of the 3TGs used in the production of the products sold to the company. Since we do not typically have a direct relationship with Conflict Minerals SORs, we are engaged and actively cooperate with other major manufacturers in our business sector and other sectors, through our own efforts and those organized by trade associations. We also participate in or actively monitor the following industry-wide initiatives to disclose upstream parties in the supply chain: Member of the Responsible Business Alliance - RBA-GeSI RMI as well as other manufacturing industry consortiums including the National Association of Manufacturers, and the Manufacturers Alliance for Productivity and Innovation.

Supplier Engagement

Donaldson Company, Inc. has a strong relationship with Tier 1 direct suppliers. As an extremely important part of the supply chain, Donaldson Company, Inc. has leveraged processes and educational opportunities in order to ensure non-English speaking suppliers have access to a free platform to upload their CMRTs, help desk support, and other multilingual resources. Donaldson Company's suppliers are able to leverage Assent's team of supplier support specialists to ensure they receive appropriate support and understand how to properly fill a CMRT. Suppliers are provided guidance in their native language if needed.

With respect to the OECD requirement to strengthen engagement with suppliers to request a valid (free of validated errors) CMRT for the products that they supply to the Company, we have utilized the CMRT version 6.5 or higher and Assent's web-based reporting tool for collecting Conflict Minerals declarations from our supply base. The use of these tools has allowed us to assist our suppliers in understanding our expectations and requirements and increase the rate of responses we have received from our suppliers to our survey requests. We continue to observe a need to follow up with suppliers to educate them on the Rule, Donaldson's Conflict Minerals policy, and our expectations for their supply chain due diligence and reporting.

We have developed an internal procedure that includes a supplier risk identification process that then leads to further steps of supplier engagement in the form of escalations, such as in-person meetings and/or corrective actions. Feedback from this engagement process has allowed the Company to oversee improvements in supplier responses and supplier compliance for this initiative. Additionally, the Company's Conflict Minerals Policy is included in supplier contracts, requiring new suppliers to read and accept the policy as a requirement of doing business with Donaldson Company, Inc.

The Company continues to place a strong emphasis on supplier education and training. To accomplish this, our third-party provider Assent's online resources are leveraged, and all in-scope suppliers have been provided with access to their library of conflict minerals training and 1:1 support resources. Donaldson Company, Inc. believes that the combination of the Supplier Code of Conduct, Conflict Minerals Policy, and direct engagement with suppliers for conflict minerals training and support constitute a strong supplier engagement program.

Grievance Mechanism

The Company continues to maintain multiple, third-party hosted, longstanding grievance mechanisms whereby employees and suppliers can report violations of Donaldson Company's policies, including conflict minerals. Suppliers and others outside of Donaldson Company, Inc. may contact the Conflict Minerals Team, including to report grievances, via a dedicated email address that is published in the Conflict Minerals Policy and in other communications with suppliers. In addition, employees may anonymously report suspected violations using this process. Any violations are reported to the Corporate Compliance Committee.

Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at https://secure.ethicspoint.com/domain/media/en/gui/19744/index.html

Maintain Records

Donaldson maintains a policy that documentation related to our Conflict Minerals compliance process will be retained for a period of at least five years. Through Assent, a document retention policy to retain conflict minerals-related documents, including supplier responses to CMRTs and the sources identified within each reporting period, has been implemented and stores all of the information and findings from this process in a database that can be audited by internal or external parties.

II) Identifying and Assess Risks in the Supply Chain:

Risks associated with Tier 1 suppliers' due diligence processes were assessed by their declaration responses on a CMRT, which the Assent Sustainability Manager identifies automatically based on established criteria. These risks are addressed by Assent staff and members of the Company's internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier's conformity status, which is referred to as "conflict minerals status."

Supplier Risk Evaluation

Risks associated with Tier 1 suppliers' due diligence processes were assessed by their declaration responses on a CMRT, which the Assent Compliance Manager identifies automatically based on established criteria. These risks are addressed by Assent staff and members of the Company's internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier's conformity status, which is referred to as "conflict minerals status."

Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, the Company is unable to determine if all of the specified smelters/refiners were used for 3TGs in the products supplied to the Company.

Assent's supplier risk assessment (flagging suppliers' risk as high, medium, or low) identifies problematic suppliers in a company's supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that takes into account multiple conflict minerals factors.

Smelter Risk Evaluation

The SORs and countries of origin listed by suppliers were matched against a database of verified SORs and associated mines. Verified SORs were matched against available lists of processors that have been certified by RMI's internationally recognized industry validation scheme, the Responsible Minerals Assurance Process - RMAP.

If the SOR was not certified by the RMAP, research was conducted to gain more information about the SOR's sourcing practices, including countries of origin and transfer, and whether there were any internal due diligence procedures in place or other processes the SOR had taken to track the chain-of-custody on the source of its mineral ores.

Based on the smelter lists provided by suppliers via the CMRTs and the RMI-provided SOR sourcing information, the Company is aware that, in their supply chain, there are seventeen identified smelters sourcing from the Covered Countries that are certified conflict-free and a number of other smelters sourcing from other countries that are not disclosed at this time but are also certified conflict-free smelters. Many of the responses provided by suppliers are at the company or division level indicating they are still unable to provide SORs specific to the materials supplied to Donaldson.

In accordance with OECD Guidelines, it is important to understand risk levels associated with conflict minerals in the supply chain. These risks are addressed by Assent staff and members of the Company's internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier's conformity status, which is referred to as "conflict minerals status." Smelters not being certified DRC-Conflict Free pose a risk to the supply chain. Each facility that meets the RMI definition of a SOR of a Conflict Mineral is assigned a risk of high, medium, or low based on five scoring criteria:

•Geographic proximity to the DRC and covered countries;

•known mineral source country of origin;

•RMAP audit status;

•credible evidence of unethical or conflict sourcing; and

•peer assessments conducted by credible third-party sources.

•Sanctions risks

Per these criteria the following facilities have been identified as being of the highest concern to the supply chain:

Metal			Smelter Name			Smelter Facility Location			Smelter ID
Tin			Jiangxi New Nanshan Technology Ltd.			China			CID001231
Tin			CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda			Brazil			CID003486
Tantalum			Jiangxi Sanshi Nonferrous Metals Co., Ltd			China			CID004813
Tungsten			Uzbek Refractory and Heat-Resistant Metals			Uzbekistan			CID002660
Gold			SOLEIL METALS (Chala One Plant)			Peru			CID004704
Gold			SOLEIL METALS (YAKARI Plant)			Peru			CID004705
Tin			PT Artha Cipta Langgeng			Indonesia			CID001399
Tin			Conecsus LLC			United States Of America			CID003504

When these facilities were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities were initiated. Through our third-party vendor Assent, submissions that include any of the above facilities immediately receive a response instructing the supplier to take their own risk mitigation actions, including submission of product-specific CMRT to better identify the connection to products they supply to Donaldson.

Additionally, suppliers are evaluated on program strength, which further assists in identifying risk in the supply chain. At this stage in Conflict Minerals compliance it is well-known that many companies are in the middle of the process and do not have many answers beyond "unknown". It has been decided that penalizing or failing them for working through the process is likely not the best approach as it does not meet the goals or spirit of the Rule; however, evaluating and tracking the strength of the program does meet the OECD Due Diligence Guidelines and can assist in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the supplier's program are:

•Does the supplier have a policy in place that includes DRC conflict-free sourcing?

•Has the supplier implemented due diligence measures for conflict-free sourcing?

•Does the supplier verify due diligence information received from its suppliers?

•Does the supplier's verification process include corrective action management?

When a supplier meets these criteria, the supplier is deemed to have a strong program. When a supplier does not meet these criteria, the supplier is deemed to have a weaker program.

We calculate supplier risk based on the chances a supplier provides Conflict Minerals that may originate from non-conflict-free sources. The value of this risk is calculated based on the risk ratings of the SORs declared by that supplier on their CMRT.

As part of our risk management plan and to ensure suppliers understand our expectations, we have, through our third party, provided video and written training on Conflict Minerals and the CMRT. This training includes instructions on completing the form as well as Assent's staff and members of the Company's internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier's conformity status, which is referred to as "conflict minerals status."

III) Design and Implement a Strategy to Respond to Identified Risks:

The Company, in conjunction with Assent, identified, assessed and responded to risks in the supply chain. The status of this process is reported on a regular basis to the Company's senior management.

The Company worked with its third-party vendor Assent to help improve the quality of the information provided to the Company by its supply chain and to help strengthen its Conflict Minerals programs through education and direct support. Where SOR risks were identified the actions taken were consistent with the Company's Conflict Minerals policy. Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, the Company will assess if replacing that supplier is feasible.

As per the OECD Due Diligence Guidance, risk mitigation will depend on the supplier's specific context. Suppliers are given clear performance objectives within reasonable timeframes with the goal of progressive elimination of these risks from the supply chain. In addition, feedback on supplier submissions is given directly to suppliers who are guided to the educational tools available to engage in mitigating the risk of SORs on the supply chain.

IV) Carry Out Independent Third-Party Audit of Smelter/Refiners' Due Diligence Practices:

The Company does not have any direct relationship with SORs and does not perform or direct audits on SORs identified by our supply chain. Instead, Donaldson relies on third-party audits performed by an internationally recognized validation organization. Donaldson is a member of RMI and therefore has access to RMI's audit program. Through the Company's membership with the RMI, smelters/refiners have been encouraged to participate in the RMAP. Any smelters/refiners that were reported by suppliers who were not part of the RMAP were also contacted directly by Assent to encourage them to participate in the RMAP as stated earlier.

V) Report Annually on Supply Chain Due Diligence:

The Form Specialized Disclosure (Form SD) and CMR for the year ended December 31, 2025, are contained herein and are publicly available at: https://ir.donaldson.com/financials/sec-filings/default.aspx. Information found on or accessed through this website is not considered part of this report and is not incorporated by reference herein.

The Company believes the inquiries and investigations described above represent a reasonable effort to determine the mines or locations of origin of the Conflict Minerals in our Covered Products (the products purchased or manufactured by Donaldson where conflict minerals are necessary to the functionality or production of the product).

Due Diligence Results

Supply Chain Outreach results

Using the data collected by our suppliers via the CMRT, we have compiled all reported legitimate SORs in the attached Appendix A. These facilities were assessed for risk level and further due diligence was completed for any supplier identifying smelters of concern. Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source Conflict Minerals, based on information provided through the CMRT data collection process, from direct smelter outreach and the RMAP. Our goal is to continue to improve the responsiveness of our supply chain year over year and to mitigate the risk of suppliers sourcing from non-conformant facilities.

Supply chain outreach is required to identify the upstream sources of origin of tin, tantalum, tungsten and gold. Following the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refiner sources are identified. The following is the result of the outreach conducted by Donaldson for the 2025 reporting year.

Supply Chain Outreach Metrics

Year			Number of in-scope suppliers			Response rate
2025			988			68%
2024			1075			63%
2023			1081			63%
2022			1020			60%

Upstream Data Transparency

◦Appendix A includes all smelters/refiners that suppliers listed in completed CMRTs that met the recognized definition of a 3TGs processing facility and were operational during the 2025 calendar year. As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which company's product lines the materials may end up in. As a result, those providing the smelters/refiners have the practice to list all smelters/refiners they may purchase from within the reporting period. Therefore, the smelters/refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters/refiners that processed the 3TGs contained in the Company's products.

◦Suppliers that identified these specific smelters of concern on their CMRT were contacted in accordance with the OECD Guidance, as stipulated in the previous sections.

Status			Number of identified smelters/refiners
RMAP Conformant			207
RMAP Active			8
Not Enrolled			84
Non-Conformant			39

SORs

Attached as Appendix A is a list of the validated SORs as identified by the Company's supply chain in their submitted CMRTs that appear on the RMI list. Because most of the CMRTs we received from our suppliers were made on a company or division-level basis, rather than on a product-level basis, we are not able to identify which SORs listed on Appendix A actually processed the Conflict Minerals contained in our products. Therefore, our list of processing SORs disclosed in Appendix A may contain more facilities than those that actually processed the Conflict Minerals contained in our products.

However, the Assent Compliance Manager also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier's declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.

Country of Origin

Through reasonable due diligence practices, Donaldson Company, Inc. was able to take advantage of a broader set of country-of-origin data to complement efforts in establishing transparency in the supply chain. Based on the findings, Donaldson Company, Inc. was able to determine all the possible countries minerals (such as 3TGs) used in its product originated from. As such, Donaldson Company, Inc. can perform further due diligence on the source and chain of custody of the minerals in question.

Attached as Appendix B is a list of the countries of origin as identified by the RMI for the SORs included in Appendix A.

6. Steps to Mitigate Risk

Donaldson has taken, or intends to take, the following steps to improve the due diligence conducted to further mitigate any risk that the necessary 3TGs in the Company's products could originate from Conflict-Affected and High-Risk Areas:

•Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to:

◦Using a comprehensive smelter and refiner library with detailed status and notes for each entity.

◦Scanning for verifiable media sources on each smelter and refiner to flag risk issues.

◦Comparing the list of smelters/refiners against government watch and denied parties lists.

•Engage with suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs.

•Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers.

•Continue to include a conflict minerals flow-down clause in new or renewed supplier contracts, as well as included in the terms and conditions of each purchase order issued.

•Following the OECD Guidance process, increase the emphasis on clean and validated smelter and refiner information from the supply chain through feedback and detailed smelter analysis.

Appendix A - Smelter List

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Gold

Advanced Chemical Company

United States Of America

CID000015

Conformant

Low Risk

Gold

Aida Chemical Industries Co., Ltd.

Japan

CID000019

Conformant

Low Risk

Gold

Argor-Heraeus S.A.

Switzerland

CID000077

Conformant

Low Risk

Gold

Asaka Riken Co., Ltd.

Japan

CID000090

Conformant

Low Risk

Gold

CCR Refinery - Glencore Canada Corporation

Canada

CID000185

Conformant

Low Risk

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

China

CID000228

Conformant

Medium Risk

Gold

Chimet S.p.A.

Italy

CID000233

Conformant

Low Risk

Gold

Chugai Mining

Japan

CID000264

Conformant

Low Risk

Tin

Alpha Assembly Solutions Inc

United States Of America

CID000292

Conformant

Low Risk

Gold

DSC (Do Sung Corporation)

Korea, Republic Of

CID000359

Conformant

Low Risk

Gold

Dowa

Japan

CID000401

Conformant

Medium Risk

Tin

Dowa

Japan

CID000402

Conformant

Low Risk

Gold

Eco-System Recycling Co., Ltd. East Plant

Japan

CID000425

Conformant

Low Risk

Tin

EM Vinto

Bolivia (Plurinational State Of)

CID000438

Conformant

Low Risk

Tin

Fenix Metals

Poland

CID000468

Conformant

Low Risk

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

China

CID000538

Conformant

Medium Risk

Gold

LT Metal Ltd.

Korea, Republic Of

CID000689

Conformant

Low Risk

Gold

Heimerle + Meule GmbH

Germany

CID000694

Conformant

Low Risk

Gold

Heraeus Metals Hong Kong Ltd.

China

CID000707

Conformant

Low Risk

Gold

Heraeus Germany GmbH Co. KG

Germany

CID000711

Conformant

Low Risk

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

China

CID000801

Conformant

Low Risk

Gold

Jiangxi Copper Co., Ltd.

China

CID000855

Conformant

Low Risk

Gold

Asahi Refining USA Inc.

United States Of America

CID000920

Conformant

Low Risk

Gold

Asahi Refining Canada Ltd.

Canada

CID000924

Conformant

Low Risk

Gold

Kennecott Utah Copper LLC

United States Of America

CID000969

Conformant

Low Risk

Tin

China Tin Group Co., Ltd.

China

CID001070

Conformant

Medium Risk

Gold

Materion

United States Of America

CID001113

Conformant

Low Risk

Tin

Metallic Resources, Inc.

United States Of America

CID001142

Conformant

Low Risk

Gold

Metalor Technologies (Suzhou) Ltd.

China

CID001147

Conformant

Low Risk

Gold

Metalor Technologies (Singapore) Pte., Ltd.

Singapore

CID001152

Conformant

Low Risk

Gold

Metalor Technologies S.A.

Switzerland

CID001153

Conformant

Low Risk

Gold

Metalor USA Refining Corporation

United States Of America

CID001157

Conformant

Low Risk

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

Mexico

CID001161

Conformant

Low Risk

Tin

Mineracao Taboca S.A.

Brazil

CID001173

Conformant

Low Risk

Tin

Minsur

Peru

CID001182

Conformant

Low Risk

Tin

Mitsubishi Materials Corporation

Japan

CID001191

Conformant

Low Risk

Gold

Mitsui Mining and Smelting Co., Ltd.

Japan

CID001193

Conformant

Low Risk

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

Thailand

CID001314

Conformant

Low Risk

Gold

Ohura Precious Metal Industry Co., Ltd.

Japan

CID001325

Conformant

Low Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Tin

Operaciones Metalurgicas S.A.

Bolivia (Plurinational State Of)

CID001337

Conformant

Low Risk

Tin

PT Mitra Stania Prima

Indonesia

CID001453

Conformant

Medium Risk

Tin

PT Prima Timah Utama

Indonesia

CID001458

Conformant

Medium Risk

Tin

PT Timah Tbk Kundur

Indonesia

CID001477

Conformant

Medium Risk

Tin

PT Timah Tbk Mentok

Indonesia

CID001482

Conformant

Medium Risk

Gold

Royal Canadian Mint

Canada

CID001534

Conformant

Low Risk

Tin

Rui Da Hung

Taiwan, Province Of China

CID001539

Conformant

Medium Risk

Gold

SEMPSA Joyeria Plateria S.A.

Spain

CID001585

Conformant

Low Risk

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

China

CID001622

Conformant

Medium Risk

Tin

Thaisarco

Thailand

CID001898

Conformant

Medium Risk

Gold

Shandong Gold Smelting Co., Ltd.

China

CID001916

Conformant

Medium Risk

Gold

Umicore S.A. Business Unit Precious Metals Refining

Belgium

CID001980

Conformant

Low Risk

Gold

United Precious Metal Refining, Inc.

United States Of America

CID001993

Conformant

Low Risk

Gold

Western Australian Mint (T/a The Perth Mint)

Australia

CID002030

Conformant

Low Risk

Tin

White Solder Metalurgia e Mineracao Ltda.

Brazil

CID002036

Conformant

Low Risk

Gold

Yamakin Co., Ltd.

Japan

CID002100

Conformant

Low Risk

Gold

Yokohama Metal Co., Ltd.

Japan

CID002129

Conformant

Medium Risk

Tin

Tin Smelting Branch of Yunnan Tin Co., Ltd.

China

CID002180

Conformant

Low Risk

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

China

CID002224

Conformant

Low Risk

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

China

CID002243

Conformant

Medium Risk

Gold

SAFINA A.S.

Czechia

CID002290

Conformant

Low Risk

Tin

PT ATD Makmur Mandiri Jaya

Indonesia

CID002503

Conformant

Medium Risk

Tin

O.M. Manufacturing Philippines, Inc.

Philippines

CID002517

Conformant

Medium Risk

Gold

REMONDIS PMR B.V.

Netherlands

CID002582

Conformant

Low Risk

Tin

PT Rajehan Ariq

Indonesia

CID002593

Conformant

Medium Risk

Tin

Aurubis Beerse

Belgium

CID002773

Conformant

Low Risk

Tin

Aurubis Berango

Spain

CID002774

Conformant

Low Risk

Gold

WIELAND Edelmetalle GmbH

Germany

CID002778

Conformant

Low Risk

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

China

CID003116

Conformant

Medium Risk

Tin

Tin Technology & Refining

United States Of America

CID003325

Conformant

Low Risk

Tin

Luna Smelter, Ltd.

Rwanda

CID003387

Conformant

Medium Risk

Tin

PT Mitra Sukses Globalindo

Indonesia

CID003449

Conformant

Low Risk

Tungsten

A.L.M.T. Corp.

Japan

CID000004

Conformant

Medium Risk

Gold

Agosi AG

Germany

CID000035

Conformant

Low Risk

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

Uzbekistan

CID000041

Conformant

Medium Risk

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

Brazil

CID000058

Conformant

Low Risk

Gold

Asahi Pretec Corp.

Japan

CID000082

Conformant

Low Risk

Tungsten

Kennametal Huntsville

United States Of America

CID000105

Conformant

Low Risk

Gold

Aurubis AG

Germany

CID000113

Conformant

Low Risk

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Philippines

CID000128

Conformant

Low Risk

Gold

Boliden Ronnskar

Sweden

CID000157

Conformant

Low Risk

Gold

C. Hafner GmbH + Co. KG

Germany

CID000176

Conformant

Low Risk

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

China

CID000218

Conformant

Low Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

China

CID000258

Conformant

Medium Risk

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

China

CID000291

Conformant

Medium Risk

Tin

PT Premium Tin Indonesia

Indonesia

CID000313

Conformant

Medium Risk

Tin

Dongguan Best Alloys Co., Ltd.

China

CID000377

Conformant

Low Risk

Tin

Estanho de Rondonia S.A.

Brazil

CID000448

Conformant

Low Risk

Tantalum

F&X Electro-Materials Ltd.

China

CID000460

Conformant

Medium Risk

Tungsten

Global Tungsten & Powders LLC

United States Of America

CID000568

Conformant

Low Risk

Tantalum

XIMEI RESOURCES (GUANGDONG) LIMITED

China

CID000616

Conformant

Medium Risk

Gold

Ishifuku Metal Industry Co., Ltd.

Japan

CID000807

Conformant

Low Risk

Gold

Istanbul Gold Refinery

Turkey

CID000814

Conformant

Low Risk

Gold

Japan Mint

Japan

CID000823

Conformant

Low Risk

Tungsten

Japan New Metals Co., Ltd.

Japan

CID000825

Conformant

Medium Risk

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

China

CID000914

Conformant

Medium Risk

Tantalum

Jiujiang Tanbre Co., Ltd.

China

CID000917

Conformant

Medium Risk

Gold

JX Nippon Mining & Metals Co., Ltd.

Japan

CID000937

Conformant

Low Risk

Gold

Kazzinc

Kazakhstan

CID000957

Conformant

Low Risk

Tungsten

Kennametal Fallon

United States Of America

CID000966

Conformant

Low Risk

Gold

Kojima Chemicals Co., Ltd.

Japan

CID000981

Conformant

Low Risk

Tantalum

AMG Brasil

Brazil

CID001076

Conformant

Low Risk

Gold

LS MnM Inc.

Korea, Republic Of

CID001078

Conformant

Low Risk

Gold

Matsuda Sangyo Co., Ltd.

Japan

CID001119

Conformant

Low Risk

Gold

Metalor Technologies (Hong Kong) Ltd.

China

CID001149

Conformant

Medium Risk

Tantalum

Metallurgical Products India Pvt., Ltd.

India

CID001163

Conformant

Low Risk

Tantalum

Mineracao Taboca S.A.

Brazil

CID001175

Conformant

Low Risk

Gold

Mitsubishi Materials Corporation

Japan

CID001188

Conformant

Medium Risk

Tantalum

Mitsui Mining and Smelting Co., Ltd.

Japan

CID001192

Conformant

Medium Risk

Tantalum

NPM Silmet AS

Estonia

CID001200

Conformant

Low Risk

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

Turkey

CID001220

Conformant

Low Risk

Tin

Jiangxi New Nanshan Technology Ltd.

China

CID001231

Active

Medium Risk

Gold

Navoi Mining and Metallurgical Combinat

Uzbekistan

CID001236

Conformant

Low Risk

Gold

Nihon Material Co., Ltd.

Japan

CID001259

Conformant

Medium Risk

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

China

CID001277

Conformant

Medium Risk

Gold

MKS PAMP SA

Switzerland

CID001352

Conformant

Low Risk

Gold

PT Aneka Tambang (Persero) Tbk

Indonesia

CID001397

Conformant

Low Risk

Gold

PX Precinox S.A.

Switzerland

CID001498

Conformant

Low Risk

Gold

Rand Refinery (Pty) Ltd.

South Africa

CID001512

Conformant

Medium Risk

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

China

CID001522

Conformant

Low Risk

Gold

Sichuan Tianze Precious Metals Co., Ltd.

China

CID001736

Conformant

Low Risk

Gold

Solar Applied Materials Technology Corp.

Taiwan, Province Of China

CID001761

Conformant

Low Risk

Gold

Sumitomo Metal Mining Co., Ltd.

Japan

CID001798

Conformant

Low Risk

Tantalum

Taki Chemical Co., Ltd.

Japan

CID001869

Conformant

Low Risk

Gold

Tanaka Kikinzoku Kogyo K.K.

Japan

CID001875

Conformant

Low Risk

Tantalum

Telex Metals

United States Of America

CID001891

Conformant

Low Risk

Gold

Tokuriki Honten Co., Ltd.

Japan

CID001938

Conformant

Low Risk

Tantalum

Ulba Metallurgical Plant JSC

Kazakhstan

CID001969

Conformant

Low Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Gold

Valcambi S.A.

Switzerland

CID002003

Conformant

Low Risk

Tungsten

Wolfram Bergbau und Hutten AG

Austria

CID002044

Conformant

Low Risk

Tungsten

Xiamen Tungsten Co., Ltd.

China

CID002082

Conformant

Medium Risk

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

China

CID002158

Non Conformant

High Risk

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

China

CID002315

Non Conformant

High Risk

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

China

CID002316

Conformant

Low Risk

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

China

CID002317

Conformant

Medium Risk

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

China

CID002319

Conformant

Medium Risk

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

China

CID002320

Conformant

Medium Risk

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

China

CID002321

Conformant

Medium Risk

Tin

Magnu's Minerais Metais e Ligas Ltda.

Brazil

CID002468

Conformant

Low Risk

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

China

CID002492

Conformant

Low Risk

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

China

CID002494

Conformant

Medium Risk

Tungsten

Asia Tungsten Products Vietnam Ltd.

Viet Nam

CID002502

Conformant

Medium Risk

Tantalum

D Block Metals, LLC

United States Of America

CID002504

Conformant

Low Risk

Tantalum

FIR Metals & Resource Ltd.

China

CID002505

Conformant

Low Risk

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

China

CID002506

Conformant

Medium Risk

Gold

MMTC-PAMP India Pvt., Ltd.

India

CID002509

Conformant

Medium Risk

Gold

KGHM Polska Miedz Spolka Akcyjna

Poland

CID002511

Conformant

Low Risk

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

China

CID002512

Conformant

Low Risk

Tungsten

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch

China

CID002513

Non Conformant

High Risk

Tantalum

KEMET de Mexico

Mexico

CID002539

Conformant

Low Risk

Tungsten

H.C. Starck Tungsten GmbH

Germany

CID002541

Conformant

Low Risk

Tungsten

TANIOBIS Smelting GmbH & Co. KG

Germany

CID002542

Conformant

Low Risk

Tungsten

Masan High-Tech Materials

Viet Nam

CID002543

Conformant

Medium Risk

Tantalum

TANIOBIS Co., Ltd.

Thailand

CID002544

Conformant

Medium Risk

Tantalum

TANIOBIS GmbH

Germany

CID002545

Conformant

Low Risk

Tantalum

Materion Newton Inc.

United States Of America

CID002548

Conformant

Low Risk

Tantalum

TANIOBIS Japan Co., Ltd.

Japan

CID002549

Conformant

Medium Risk

Tantalum

TANIOBIS Smelting GmbH & Co. KG

Germany

CID002550

Conformant

Low Risk

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

China

CID002551

Conformant

Medium Risk

Tantalum

Global Advanced Metals Boyertown

United States Of America

CID002557

Conformant

Low Risk

Tantalum

Global Advanced Metals Aizu

Japan

CID002558

Conformant

Medium Risk

Gold

T.C.A S.p.A

Italy

CID002580

Conformant

Low Risk

Tungsten

Niagara Refining LLC

United States Of America

CID002589

Conformant

Low Risk

Gold

Korea Zinc Co., Ltd.

Korea, Republic Of

CID002605

Conformant

Low Risk

Gold

TOO Tau-Ken-Altyn

Kazakhstan

CID002615

Conformant

Low Risk

Tungsten

China Molybdenum Tungsten Co., Ltd.

China

CID002641

Conformant

Low Risk

Tin

PT Cipta Persada Mulia

Indonesia

CID002696

Conformant

Low Risk

Tin

Resind Industria e Comercio Ltda.

Brazil

CID002706

Conformant

Low Risk

Tantalum

Resind Industria e Comercio Ltda.

Brazil

CID002707

Conformant

Low Risk

Gold

Abington Reldan Metals, LLC

United States Of America

CID002708

Conformant

Low Risk

Tin

Super Ligas

Brazil

CID002756

Conformant

Low Risk

Gold

Italpreziosi

Italy

CID002765

Conformant

Low Risk

Tin

PT Bangka Prima Tin

Indonesia

CID002776

Conformant

Medium Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Tantalum

Jiangxi Tuohong New Raw Material

China

CID002842

Conformant

Low Risk

Gold

Bangalore Refinery

India

CID002863

Conformant

Low Risk

Gold

SungEel HiMetal Co., Ltd.

Korea, Republic Of

CID002918

Conformant

Low Risk

Gold

Planta Recuperadora de Metales SpA

Chile

CID002919

Conformant

Low Risk

Gold

NH Recytech Company

Korea, Republic Of

CID003189

Conformant

Low Risk

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

China

CID003190

Conformant

Low Risk

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

China

CID003397

Conformant

Medium Risk

Tungsten

Lianyou Metals Co., Ltd.

Taiwan, Province Of China

CID003407

Conformant

Low Risk

Tungsten

Hubei Green Tungsten Co., Ltd.

China

CID003417

Conformant

Low Risk

Gold

Eco-System Recycling Co., Ltd. North Plant

Japan

CID003424

Conformant

Low Risk

Gold

Eco-System Recycling Co., Ltd. West Plant

Japan

CID003425

Conformant

Low Risk

Tungsten

Cronimet Brasil Ltda

Brazil

CID003468

Conformant

Low Risk

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

Brazil

CID003486

Active

Low Risk

Tin

CRM Synergies

Spain

CID003524

Conformant

Low Risk

Gold

Metal Concentrators SA (Pty) Ltd.

South Africa

CID003575

Conformant

Low Risk

Tungsten

Fujian Xinlu Tungsten Co., Ltd.

China

CID003609

Non Conformant

Medium Risk

Gold

WEEEREFINING

France

CID003615

Non Conformant

Medium Risk

Gold

Gold by Gold Colombia

Colombia

CID003641

Conformant

Low Risk

Tin

PT Putera Sarana Shakti (PT PSS)

Indonesia

CID003868

Conformant

Low Risk

Tungsten

Tungsten Vietnam Joint Stock Company

Viet Nam

CID003993

Conformant

Low Risk

Gold

Coimpa Industrial LTDA

Brazil

CID004010

Conformant

Low Risk

Tantalum

PowerX Ltd.

Rwanda

CID004054

Conformant

Low Risk

Tin

Mining Minerals Resources SARL

Congo, Democratic Republic Of The

CID004065

Conformant

Medium Risk

Tungsten

Lianyou Resources Co., Ltd.

Taiwan, Province Of China

CID004397

Conformant

Low Risk

Tin

Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.

Japan

CID004403

Conformant

Low Risk

Tungsten

Shinwon Tungsten (Fujian Shanghang) Co., Ltd.

China

CID004430

Conformant

Low Risk

Tin

Malaysia Smelting Corporation Berhad (Port Klang)

Malaysia

CID004434

Conformant

Low Risk

Tungsten

Philippine Carreytech Metal Corp.

Philippines

CID004438

Non Conformant

Medium Risk

Gold

TITAN COMPANY LIMITED, JEWELLERY DIVISION

India

CID004491

Non Conformant

Medium Risk

Gold

GG Refinery Ltd.

Tanzania, United Republic Of

CID004506

Conformant

Low Risk

Tungsten

KENEE MINING VIETNAM COMPANY LIMITED

Viet Nam

CID004619

Conformant

Low Risk

Gold

Impala Platinum - Platinum Metals Refinery (PMR)

South Africa

CID004714

Conformant

Low Risk

Tin

Woodcross Smelting Company Limited

Uganda

CID004724

Conformant

Low Risk

Tin

Global Advanced Metals Greenbushes Pty Ltd.

Australia

CID004754

Conformant

Low Risk

Gold

Elite Industech Co., Ltd.

Taiwan, Province Of China

CID004755

Conformant

Low Risk

Tungsten

Philippine Bonway Manufacturing Industrial Corporation

Philippines

CID004797

Conformant

Low Risk

Tungsten

Jing Yuan Tungsten Technology Co., Ltd.

Taiwan, Province Of China

CID005012

Conformant

Low Risk

Gold

Minera Titán del Perú SRL (MTP) - Belen Plant

Peru

CID005014

Non Conformant

Medium Risk

Tungsten

S.P.T. spol.s r.o.

Czechia

CID005068

Conformant

Low Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Tin

P Kay Metal, Inc

United States Of America

CID005189

Conformant

Low Risk

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

China

CID002313

Communication Suspended - Not Interested

Medium Risk

Gold

Caridad

Mexico

CID000180

Outreach Required

Low Risk

Gold

Cendres + Metaux S.A.

Switzerland

CID000189

Non Conformant

Medium Risk

Gold

Yunnan Copper Industry Co., Ltd.

China

CID000197

Outreach Required

High Risk

Gold

Daye Non-Ferrous Metals Mining Ltd.

China

CID000343

Outreach Required

Medium Risk

Gold

JSC Novosibirsk Refinery

Russian Federation

CID000493

RMI Due Diligence Review - Unable to Proceed

High Risk

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

China

CID000555

Non Conformant

High Risk

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

China

CID000671

Outreach Required

Medium Risk

Gold

Hunan Chenzhou Mining Co., Ltd.

China

CID000767

Outreach Required

Medium Risk

Tungsten

Hunan Jintai New Material Co., Ltd.

China

CID000769

Non Conformant

High Risk

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

China

CID000773

Outreach Required

Medium Risk

Gold

HwaSeong CJ CO., LTD.

Korea, Republic Of

CID000778

Communication Suspended - Not Interested

Medium Risk

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

Russian Federation

CID000927

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

JSC Uralelectromed

Russian Federation

CID000929

RMI Due Diligence Review - Unable to Proceed

High Risk

Tin

Gejiu Kai Meng Industry and Trade LLC

China

CID000942

Non Conformant

High Risk

Gold

Kazakhmys Smelting LLC

Kazakhstan

CID000956

Outreach Required

Low Risk

Gold

Kyrgyzaltyn JSC

Kyrgyzstan

CID001029

Non Conformant

Medium Risk

Gold

Lingbao Gold Co., Ltd.

China

CID001056

Outreach Required

High Risk

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

China

CID001093

Outreach Required

Medium Risk

Gold

Moscow Special Alloys Processing Plant

Russian Federation

CID001204

RMI Due Diligence Review - Unable to Proceed

High Risk

Tin

Novosibirsk Tin Combine

Russian Federation

CID001305

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

Russian Federation

CID001326

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

Penglai Penggang Gold Industry Co., Ltd.

China

CID001362

Outreach Required

Medium Risk

Gold

Prioksky Plant of Non-Ferrous Metals

Russian Federation

CID001386

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

Sabin Metal Corp.

United States Of America

CID001546

Communication Suspended - Not Interested

Medium Risk

Gold

Samduck Precious Metals

Korea, Republic Of

CID001555

Non Conformant

High Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Gold

Samwon Metals Corp.

Korea, Republic Of

CID001562

Communication Suspended - Not Interested

Medium Risk

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

China

CID001619

Outreach Required

Medium Risk

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

Russian Federation

CID001756

RMI Due Diligence Review - Unable to Proceed

High Risk

Tantalum

Solikamsk Magnesium Works OAO

Russian Federation

CID001769

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

Super Dragon Technology Co., Ltd.

Taiwan, Province Of China

CID001810

Outreach Required

Medium Risk

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

China

CID001908

Non Conformant

Medium Risk

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

China

CID001909

Outreach Required

Medium Risk

Gold

Tongling Nonferrous Metals Group Co., Ltd.

China

CID001947

Outreach Required

Medium Risk

Gold

Torecom

Korea, Republic Of

CID001955

Non Conformant

Medium Risk

Tin

VQB Mineral and Trading Group JSC

Viet Nam

CID002015

Outreach Required

High Risk

Gold

Morris and Watson

New Zealand

CID002282

Outreach Required

Low Risk

Gold

Umicore Precious Metals Thailand

Thailand

CID002314

Non Conformant

Medium Risk

Tin

Melt Metais e Ligas S.A.

Brazil

CID002500

Non Conformant

Medium Risk

Gold

Fidelity Printers and Refiners Ltd.

Zimbabwe

CID002515

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

Singway Technology Co., Ltd.

Taiwan, Province Of China

CID002516

Non Conformant

Medium Risk

Gold

Shandong Humon Smelting Co., Ltd.

China

CID002525

Outreach Required

Medium Risk

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

China

CID002527

Outreach Required

Medium Risk

Gold

Al Etihad Gold Refinery DMCC

United Arab Emirates

CID002560

Non Conformant

Medium Risk

Gold

Emirates Gold DMCC

United Arab Emirates

CID002561

Non Conformant

High Risk

Gold

International Precious Metal Refiners

United Arab Emirates

CID002562

Outreach Required

Medium Risk

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

Viet Nam

CID002572

Non Conformant

Medium Risk

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

Viet Nam

CID002573

Outreach Required

High Risk

Gold

Fujairah Gold FZC

United Arab Emirates

CID002584

Outreach Required

Medium Risk

Gold

Shirpur Gold Refinery Ltd.

India

CID002588

Outreach Required

Medium Risk

Gold

Marsam Metals

Brazil

CID002606

Non Conformant

Medium Risk

Tungsten

Hydrometallurg, JSC

Russian Federation

CID002649

RMI Due Diligence Review - Unable to Proceed

High Risk

Tin

An Vinh Joint Stock Mineral Processing Company

Viet Nam

CID002703

Outreach Required

Medium Risk

Tungsten

Unecha Refractory metals plant

Russian Federation

CID002724

Non Conformant

High Risk

Gold

Shenzhen CuiLu Gold Co., Ltd.

China

CID002750

Outreach Required

Medium Risk

Gold

Albino Mountinho Lda.

Portugal

CID002760

Outreach Required

Low Risk

Gold

SAAMP

France

CID002761

Non Conformant

Medium Risk

Gold

L'Orfebre S.A.

Andorra

CID002762

Non Conformant

Medium Risk

Gold

8853 S.p.A.

Italy

CID002763

Non Conformant

Medium Risk

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

Austria

CID002779

Conformant

Low Risk

Tungsten

Moliren Ltd.

Russian Federation

CID002845

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

AU Traders and Refiners

South Africa

CID002850

Non Conformant

High Risk

Gold

GGC Gujrat Gold Centre Pvt. Ltd.

India

CID002852

Non Conformant

High Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Gold

Modeltech Sdn Bhd

Malaysia

CID002857

Non Conformant

Medium Risk

Tin

Modeltech Sdn Bhd

Malaysia

CID002858

Non Conformant

Medium Risk

Gold

Kyshtym Copper-Electrolytic Plant ZAO

Russian Federation

CID002865

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

Degussa Sonne / Mond Goldhandel GmbH

Germany

CID002867

Outreach Required

Low Risk

Gold

Pease & Curren

United States Of America

CID002872

Communication Suspended - Not Interested

Medium Risk

Gold

JALAN & Company

India

CID002893

Outreach Required

Medium Risk

Gold

ABC Refinery Pty Ltd.

Australia

CID002920

Outreach Required

Low Risk

Gold

Safimet S.p.A

Italy

CID002973

Non Conformant

Medium Risk

Gold

State Research Institute Center for Physical Sciences and Technology

Lithuania

CID003153

Outreach Required

Medium Risk

Gold

African Gold Refinery

Uganda

CID003185

RMI Due Diligence Review - Unable to Proceed

High Risk

Gold

Gold Coast Refinery

Ghana

CID003186

Outreach Required

Medium Risk

Gold

QG Refining, LLC

United States Of America

CID003324

Outreach Required

Medium Risk

Gold

Dijllah Gold Refinery FZC

United Arab Emirates

CID003348

Outreach Required

Medium Risk

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

China

CID003356

Non Conformant

Medium Risk

Tin

Ma'anshan Weitai Tin Co., Ltd.

China

CID003379

Non Conformant

Medium Risk

Gold

CGR Metalloys Pvt Ltd.

India

CID003382

Outreach Required

Medium Risk

Gold

Sovereign Metals

India

CID003383

Outreach Required

High Risk

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

Russian Federation

CID003408

RMI Due Diligence Review - Unable to Proceed

High Risk

Tin

Precious Minerals and Smelting Limited

India

CID003409

Non Conformant

Medium Risk

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

China

CID003410

Outreach Required

Medium Risk

Tungsten

NPP Tyazhmetprom LLC

Russian Federation

CID003416

RMI Due Diligence Review - Unable to Proceed

High Risk

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

Brazil

CID003427

Non Conformant

Medium Risk

Gold

Augmont Enterprises Private Limited

India

CID003461

Non Conformant

Medium Risk

Gold

Kundan Care Products Ltd.

India

CID003463

Outreach Required

High Risk

Gold

Emerald Jewel Industry India Limited (Unit 1)

India

CID003487

Outreach Required

Medium Risk

Gold

Emerald Jewel Industry India Limited (Unit 2)

India

CID003488

Outreach Required

Medium Risk

Gold

Emerald Jewel Industry India Limited (Unit 3)

India

CID003489

Outreach Required

Medium Risk

Gold

Emerald Jewel Industry India Limited (Unit 4)

India

CID003490

Outreach Required

Medium Risk

Gold

K.A. Rasmussen

Norway

CID003497

Outreach Required

Medium Risk

Gold

Alexy Metals

United States Of America

CID003500

Non Conformant

Medium Risk

Gold

MD Overseas

India

CID003548

Outreach Required

Medium Risk

Metal

Smelter Name

Smelter Facility Location

Smelter ID

RMAP Audit Status

Risk Status

Gold

Metallix Refining Inc.

United States Of America

CID003557

Outreach Required

Low Risk

Tin

Fabrica Auricchio Industria e Comercio Ltda.

Brazil

CID003582

Conformant

Low Risk

Tungsten

OOO "Technolom" 2

Russian Federation

CID003612

RMI Due Diligence Review - Unable to Proceed

High Risk

Tungsten

OOO "Technolom" 1

Russian Federation

CID003614

RMI Due Diligence Review - Unable to Proceed

High Risk

Tungsten

YUDU ANSHENG TUNGSTEN CO., LTD.

China

CID003662

Outreach Required

Medium Risk

Gold

Dongwu Gold Group

China

CID003663

Outreach Required

Medium Risk

Gold

Sam Precious Metals

United Arab Emirates

CID003666

Outreach Required

Medium Risk

Gold

NOBLE METAL SERVICES

United States Of America

CID003690

Outreach Required

Low Risk

Tantalum

5D Production OU

Estonia

CID003926

Outreach Required

Low Risk

Tungsten

Nam Viet Cromit Joint Stock Company

Viet Nam

CID004034

Outreach Required

Medium Risk

Gold

SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.

China

CID004435

Outreach Required

Medium Risk

Tin

RIKAYAA GREENTECH PRIVATE LIMITED

India

CID004692

Outreach Required

Medium Risk

Gold

Attero Recycling Pvt Ltd

India

CID004697

Outreach Required

Medium Risk

Tin

Longnan Chuangyue Environmental Protection Technology Development Co., Ltd

China

CID004796

Outreach Required

Medium Risk

Tantalum

Jiangxi Sanshi Nonferrous Metals Co., Ltd

China

CID004813

Active

Medium Risk

Gold

Gasabo Gold Refinery Ltd

Rwanda

CID005006

RMI Due Diligence Review - Unable to Proceed

High Risk

Tungsten

Tungamoy Metals Inc.

Korea, Republic Of

CID005248

Conformant

Low Risk

Tin

PT Aries Kencana Sejahtera

Indonesia

CID000309

In Communication

Medium Risk

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

China

CID002508

Conformant

Low Risk

Tin

CV Ayi Jaya

Indonesia

CID002570

Conformant

Medium Risk

Tungsten

Uzbek Refractory and Heat-Resistant Metals

Uzbekistan

CID002660

Active

Medium Risk

Tin

PT Masbro Alam Stania

Indonesia

CID003380

Non Conformant

Medium Risk

Gold

SOLEIL METALS (Chala One Plant)

Peru

CID004704

Active

Low Risk

Gold

SOLEIL METALS (YAKARI Plant)

Peru

CID004705

Active

Low Risk

Tin

PT Artha Cipta Langgeng

Indonesia

CID001399

Active

Medium Risk

Tin

PT Mitra Graha Raya

Indonesia

CID004685

In Communication

Medium Risk

Tin

Conecsus LLC

United States Of America

CID003504

Active

Low Risk

Gold

Atlantic Copper

Spain

CID003350

Outreach Required

Low Risk

Tungsten

Geo Enterprise

Georgia

CID005373

Outreach Required

Low Risk

Gold

Naoshima Smelter & Refinery

Japan

CID005396

Outreach Required

Medium Risk

Gold

KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow

Poland

CID005401

Outreach Required

Low Risk

Gold

Aurubis AG, Hamburg

Germany

CID005476

Outreach Required

Low Risk

Appendix B: Countries of Origin

Below is an aggregated list of the countries of origin from which the reported facilities collectively source 3TGs, based on information provided by suppliers and from the RMI.

Albania

Cyprus

Ireland

Nicaragua

Sweden

Andorra

Democratic Republic of Congo

Israel

Niger

Switzerland

Angola

Djibouti

Italy

Nigeria

Taiwan

Argentina

Dominica

Japan

Norway

Tajikistan

Armenia

Dominican Republic

Jersey

Oman

Tanzania

Australia

Ecuador

Kazakhstan

Panama

Thailand

Austria

Egypt

Kenya

Papua New Guinea

Turkey

Azerbaijan

El Salvador

Korea

Peru

Uganda

Belarus

Eritrea

Kyrgyzstan

Philippines

United Arab Emirates

Belgium

Estonia

Liberia

Poland

United Kingdom

Benin

Ethiopia

Liechtenstein

Portugal

United States of America

Bermuda

Fiji

Lithuania

Russian Federation

Uruguay

Bolivia (Plurinational State of)

Finland

Luxembourg

Rwanda

Uzbekistan

Botswana

France

Madagascar

Saudi Arabia

VietNam

Brazil

Georgia

Malaysia

Senegal

Zambia

Bulgaria

Germany

Mali

Serbia

Zimbabwe

Burkina Faso

Ghana

Mauritania

Sierra Leone

Burundi

Guatemala

Mexico

Singapore

Cambodia

Guinea

Mongolia

Slovakia

Canada

Guyana

Morocco

Solomon Islands

Central African Republic

Honduras

Mozambique

South Africa

Chile

Hong Kong

Myanmar

South Sudan

China

Hungary

Namibia

Spain

Colombia

India

Netherlands

Sudan

Congo

Indonesia

New Zealand

Suriname

Appendix C: CMRT Declaration Rejection/Approval Criteria

Assent Sustainability Platform Logic Structure

The following tables map the Assent Sustainability Platform's status outputs and CMRT logic structure when determining supplier conflict mineral statuses as displayed on the dashboard. Using this table, and referencing the CMRT questions listed above, users will be able to determine what answers were provided by their suppliers to earn their conflict minerals statuses.

Dashboard Supplier Response Statuses

Supplier Status			Description
Not Submitted			A CMRT has not been submitted by the supplier
Complete			A CMRT has been submitted, and is valid and complete
Incomplete			A supplier with parts associated to them has submitted a partially completed Product-Level or User-Defined CMRT
Invalid Submission			A CMRT has been submitted and deemed invalid based on contradicting responses in the template
Out of Scope			The supplier is out of scope for conflict minerals and does not need to be contacted