SIFMA - Securities Industry and Financial Markets Association Inc.

06/06/2025 | Press release | Archived content

Cboe Exchange v. SEC

Court:
U.S. Court of Appeals
(Seventh Circuit)

Amicus Issue:
Whether the SEC properly denied CBOE's proposed rule to reclassify order execution management systems (OEMSs) under the Exchange parent's common control as not a "facility" of the Exchange, as defined under the Exchange Act.

Counsel of Record:
Stradley Ronon Stevens & Young, LLP

Frederic M. Krieger
Samantha K. Krasker
Mark M. Attar
Steven D. Feldman
Susan E. Sidd

Other Amici:
None.

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