07/21/2025 | Press release | Distributed by Public on 07/21/2025 15:56
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Campbell Darin Patrick 37 S. RIVER ST. AURORA, IL 60506 |
X | President, Powersports Lending |
/s/ Shirley Cantrell, Attorney-in-Fact | 07/21/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were issuable pursuant to the merger of Bancorp Financial, Inc. with and into Old Second Bancorp, Inc., which became effective on July 1, 2025. The reporting person held 22,300 shares of Bancorp Financial, Inc., which pursuant to the merger agreement was converted into 57,565 shares of Old Second Bancorp, Inc. common stock. These shares are held in a custodial account in an IRA on behalf of the reporting person. The exchange of shares occurred on July 19, 2025. |
(2) | These securities are issuable pursuant to the merger of Bancorp Financial, Inc. with and into Old Second Bancorp, Inc., which became effective on July 1, 2025. The reporting person held 119,966 shares of Bancorp Financial, Inc., which pursuant to the merger agreement, will be converted into 309,680 shares of Old Second Bancorp, Inc. common stock. The exchange of shares has not yet occurred, but the right to receive the shares is fixed and irrevocable under the merger agreement. The exchange of shares occurred on July 18, 2025. |