11/07/2025 | Press release | Distributed by Public on 11/07/2025 08:59
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Pre-Effective Amendment No.
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Post-Effective Amendment No. 3
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EXPLANATORY NOTE
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This Post-Effective Amendment is being filed solely to file as an exhibit the final opinion of Greenberg Traurig LLP supporting the tax consequences of the reorganization (Exhibit 12 to Item 16) of this Registration Statement on Form N-14.
The Proxy Statement/Prospectus is incorporated by reference to the Registrant's Registration Statement on Form N-14 filed on September 24, 2025 (SEC accession number 71701-25-000058). The Statement of Additional Information is incorporated by reference to the Registrant's Registration Statement on Form N-14 filed on September 24, 2025 (SEC accession number 71701-25-000058).
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(1)
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Articles of incorporation. Incorporated by reference to Exhibit 28(a) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(2)
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By-Laws. Incorporated by reference to Exhibit 28(b) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(3)
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Trust Agreements. N/A;
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(4)
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Agreement and Plan of Reorganization. Filed herewith as Exhibit 1 to the Information Statement/Prospectus;
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(5)
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Instruments defining the rights of shareholders. Incorporated herein by reference from the Registrant's Articles of Incorporation, By-Laws, and registration statement on Form N-1A filed on Edgar;
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(6)
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Investment Advisory Agreements. Incorporated by reference to Exhibit 28(d) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(7)
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Underwriting Agreements. Incorporated by reference to Exhibit 28(e) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(8)
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Bonus, profit sharing, pension or other similar contracts. N/A;
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(9)
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Custodial Agreements. Incorporated by reference to Exhibit 28(g) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(10)a
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Rule 12b-1 Plan. Incorporated by reference to Exhibit 28(m) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(10)b
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Rule 18f-3 Plan. Incorporated by reference to Exhibit 28(n) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(11)*
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Opinion and consent of counsel;
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(12)
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Tax opinion. Form of tax opinion, as filed herein as Exhibit 12; |
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(13)
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Material contracts not made in the ordinary course of business. N/A;
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(14)*
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Consent of Independent Accountants;
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(15)
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Financial Statements Omitted. N/A;
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(16)
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Powers of Attorney. Incorporated by reference to Exhibit 28(q) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR;
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(17)
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Code of Ethics. Incorporated by reference to Exhibit 28(p) of Part C of Davis New York Venture Fund, Inc.'s registration statement filed on EDGAR.
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*By: /s/ Lisa Cohen
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Lisa Cohen
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Attorney-in-Fact
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Signature
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Title
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Date
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/s/ Kenneth Eich*
Kenneth Eich
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Principal Executive Officer
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November 7, 2025
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/s/ Douglas Haines*
Douglas Haines
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Principal Financial Officer; and
Principal Accounting Officer
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November 7, 2025
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*By: /s/ Lisa Cohen
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Lisa Cohen
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Attorney-in-Fact
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*By: /s/ Lisa Cohen
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Lisa Cohen
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Attorney-in-Fact
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Signature
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Title
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/s/ Francisco Borges*
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Director
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Francisco Borges
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/s/ Andrew Davis*
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Director
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Andrew Davis
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/s/ Christopher Davis*
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Director
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Christopher Davis
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/s/ John Gates*
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Director
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John Gates
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/s/ Samuel H. Iapalucci*
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Director
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Samuel H. Iapalucci
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/s/ Katherine MacWilliams*
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Director
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Katherine MacWilliams
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/s/ Richard O'Brien*
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Director
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Richard O'Brien
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/s/ Lara Vaughan*
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Director
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Lara Vaughan
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*By: /s/ Lisa Cohen
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Lisa Cohen
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Attorney-in-Fact
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