Enanta Pharmaceuticals Inc.

09/08/2025 | Press release | Distributed by Public on 09/08/2025 16:01

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Capps Kathleen S.
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2025
3. Issuer Name and Ticker or Trading Symbol
ENANTA PHARMACEUTICALS INC [ENTA]
(Last) (First) (Middle)
C/O ENANTA PHARMACEUTICALS, INC., 4 KINGSBURY AVENUE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
See Remarks
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
WATERTOWN, MA 02472
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 5,829(1) D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 04/01/2026 Common Stock 497 $29.68 D
Stock Option (right to buy) (2) 11/18/2026 Common Stock 2,668 $30 D
Stock Option (right to buy) (2) 11/17/2027 Common Stock 5,950 $48.52 D
Stock Option (right to buy) (2) 11/16/2028 Common Stock 7,000 $81.2 D
Stock Option (right to buy) (2) 11/18/2029 Common Stock 8,125 $63.35 D
Stock Option (right to buy) (2) 11/20/2030 Common Stock 5,402 $43.57 D
Stock Option (right to buy) (3) 11/19/2031 Common Stock 4,914 $75.33 D
Stock Option (right to buy) (4) 11/23/2032 Common Stock 3,482 $45 D
Stock Option (right to buy) (5) 11/22/2033 Common Stock 5,250 $8.99 D
Stock Option (right to buy) (6) 11/27/2034 Common Stock 5,513 $8.83 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Capps Kathleen S.
C/O ENANTA PHARMACEUTICALS, INC.
4 KINGSBURY AVENUE
WATERTOWN, MA 02472
See Remarks

Signatures

/s/ Matthew Kowalsky as attorney-in-fact 09/08/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Represents shares of common stock underlying unvested restricted stock units ("RSUs") granted under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle as follows: (i) 293 RSUs will vest and settle on December 1, 2025, (ii) 812 RSUs will vest and settle in two substantially equal annual installments beginning on December 4, 2025, (iii) 1,968 RSUs will vest and settle in three substantially equal annual installments beginning on December 4, 2025, and (iv) 2,756 RSUs will vest and settle in four substantially equal annual installments beginning on December 1, 2025.
(2) 100% of the shares subject to the option are fully vested and exercisable.
(3) Such option has or will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 19, 2021).
(4) Such option has or will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).
(5) Such option has or will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 22, 2023).
(6) Such option has or will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 27, 2024).

Remarks:
Executive Director, Accounting & Controller;

Exhibit 24 Power of Attorney filed herewith.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Enanta Pharmaceuticals Inc. published this content on September 08, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on September 08, 2025 at 22:01 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]