02/26/2026 | Press release | Distributed by Public on 02/26/2026 13:13
| Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
|
FORM X-17A-5 |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
| Filer CIK |
0000782124
|
| Filer CCC |
XXXXXXXX
|
| Is this a LIVE or TEST Filing? | LIVE TEST |
| Would you like a Return Copy? | |
| Is this an electronic copy of an official filing submitted in paper format? | |
| Confirming Copy File Number | |
Submission Contact Information |
|
| Name | |
| Phone | |
| E-Mail Address | |
| Notify via Filing Website only? |
| Report for the Period Beginning |
01-01-2025
|
| and Ending |
12-31-2025
|
| Type of Registrant | Broker-dealer |
Material Weakness |
|
| Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
| Name of Broker-dealer |
J.P. Morgan Securties LLC
|
| Address 1 |
270 Park Avenue
|
| City |
New York
|
| State/Country |
NEW YORK
|
| Mailing Zip/ Portal Code |
10017
|
| Name |
Charles DiVuolo
|
| Telephone Number |
212-552-9891
|
| Name - if individual, state last, first, and middle name |
PricewaterhouseCoopers LLP
|
| Address 1 |
300 Madison Avenue
|
| City |
New York
|
| State/Country |
NEW YORK
|
| Mailing Zip/ Postal Code |
10017
|
| Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
| Signature |
James Collins
|
| Title |
Chief Financial Officer
|
| Checking this box acknowledges that this oath or affirmation has been notarized. |