SIFMA - Securities Industry and Financial Markets Association Inc.

04/25/2025 | Press release | Distributed by Public on 04/25/2025 14:49

Request for Extension of Compliance Dates for Amendments to Regulation S-P (Joint Trades)

SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Insured Retirement Institute (IRI), Investment Adviser Association (IAA), Investment Company Institute (ICI), and The Committee of Annuity Insurers (CAI) provided comments to the U.S. Securities and Exchange Commission (SEC) requesting a 12-month extension of the compliance dates for the amendments to Regulation S-P approved by the Securities and Exchange Commission.