03/04/2026 | Press release | Distributed by Public on 03/04/2026 15:32
|
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock | (4) | 03/02/2026 | C(2) | 60,000 | (4) | (4) | Class A Common Stock | 60,000 | $ 0 | 2,258,424 | D | ||||
| Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 364,500(4) | 364,500 | I | See footnote(5) | |||||||
| Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 364,500(4) | 364,500 | I | See footnote(6) | |||||||
| Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 45,000(4) | 45,000 | I | See footnote(7) | |||||||
| Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 45,000(4) | 45,000 | I | See footnote(8) | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
Leach Bryan C/O IBOTTA, INC. 1400 16TH STREET, SUITE 600 DENVER, CO 80202 |
X | X | CEO AND PRESIDENT | |
| /s/ David T. Shapiro, by power of attorney | 03/04/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of, and at no cost to, the reporting person. |
| (2) | On March 2, 2026, the reporting person converted 60,000 shares of Class B Common Stock into a like number of shares of Class A Common Stock and gifted (i) 20,000 of such shares of Class A Common Stock to his mother, (ii) 20,000 of such shares of Class A Common Stock to his niece, and (iii) 20,000 of such shares of Class A Common Stock to his nephew. The gift transactions are exempt from Section 16(b) by virtue of Rule 16b-5 promulgated under the Securities Act of 1933, as amended. |
| (3) | Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| (4) | Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis at no cost, at any time, at the election of the holder. |
| (5) | By Spouse as Trustee for the Elysian 2021 Legacy Trust u/a/d May 11, 2021. |
| (6) | By Spouse as Trustee for the Orion 2021 Legacy Trust u/a/d May 11, 2021. |
| (7) | By Spouse as Trustee for the Elysian 2024 GST Trust u/a/d March 20, 2024. |
| (8) | By Spouse as Trustee for the Orion 2024 GST Trust u/a/d March 20, 2024. |