10/09/2026 | Press release | Distributed by Public on 10/09/2026 05:58
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Chen Xiaoping NO. 7 LICUN INDUSTRIAL AVENUE, LUNJIAO SUBDISTRICT, SHUNDE DISTRICT FOSHAN, GUANGDONG 528308 |
X | X | Chief Executive Officer | |
| /s/ Xiaoping Chen | 10/09/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each American depositary share ("ADS") represents three (3) Class A ordinary shares, with a par value of US$0.00001 per share, of Viomi Technology Co., Ltd (the "Company"). |
| (2) | On October 8, 2026, Viomi Limited converted an aggregate of 9,000,000 Class A ordinary shares into 3,000,000 ADSs, each representing three Class A ordinary shares of the Company. These 9,000,000 Class A ordinary shares consisted of (i) 6,800,000 Class A ordinary shares converted on a one-for-one basis on September 30, 2026 from an equal number of Class B ordinary shares previously held by Viomi Limited, and (ii) 2,200,000 Class A ordinary shares previously held by Viomi Limited. The foregoing transaction constituted solely a change in the form of securities held by Viomi Limited and did not result in any substantial change in the Reporting Person's aggregate beneficial ownership in the securities of the Company. |
| (3) | Viomi Limited is wholly owned by a trust established for the benefit of the Reporting Person and his family. |
| (4) | VioCloud Limited is wholly owned by Foshan Yunmi Electric Appliances Technology Co., Ltd. The Reporting Person directly holds 99.78% equity interests in Foshan Yunmi Electric Appliances Technology Co., Ltd. and holds another 0.22% equity interests in it through a limited partnership controlled and managed by the Reporting Person. |