07/15/2025 | News release | Distributed by Public on 07/15/2025 06:15
Timely surveillance of Promotion and Deficiency data for all listed and OTC securities is critical for compliance departments.
In Q2 2025:
75.5% of notional activity in promoted securities occurred in Nasdaq listed securities, 21.1% in NYSE American, 3.1% in NYSE and 0.3% in OTC Market securities.
86% of Deficiencies were in Nasdaq listed securities, 9% in NYSE and 5% in NYSE American.
View the Q1 2025 Promotion and Deficiencies data here.
Reach out to our team to learn more about the OTC Markets Listed & OTC Compliance Analytics Products.
Matthew Fuchs, EVP of Market Data, leads the product development, distribution and sales of market data at OTC Markets Group. Prior to joining OTC Markets Group, he served in a number of financial technology roles at the National Research Exchange, Bearing Point and Arthur Andersen. Matt received a BA from Columbia University